DFX Intelligence

M•••••• P•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

M•••••• P•••• K••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Andover, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 30, 2026	n/a	yes	Andover, MA\|NEWPORT BEACH, CA	Current employment
T•• F•••••••• A•••••••• L••	Former SEC adviser	Jul 10, 2008	Mar 12, 2026	no	ANDOVER, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F•••••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Mar 12, 2026	Jan 30, 2026	-41	Firm change after gap	RIA to RIA
T•• F•••••••• A••••••• L••	T•• F•••••••• A•••••••• L••	Mar 14, 2008	Jul 10, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
146680:119290:MA:2026-03-12	Mar 12, 2026	Jan 30, 2026	ANDOVER, MA	Firm change after gap

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ T•• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2008 to Mar 12, 2026factForm ADV
→ T•• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 20, 2000 to Mar 14, 2008factForm ADV

Dated events

Order

Occurred
12 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 20, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.