RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••• K••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Jan 30, 2026 · Andover, Ma
- T•• F•••••••• A•••••••• L•• formerJul 10, 2008 to Mar 12, 2026 · Andover, Ma
- T•• F•••••••• A••••••• L•• unclassifiedSep 20, 2000 to Mar 14, 2008 · Andover, Ma
- T•• F•••••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Mar 12, 2026, registered Jan 30, 2026 (-41 days) · RIA to RIA · moved with a team
- T•• F•••••••• A••••••• L•• to T•• F•••••••• A•••••••• L••left Mar 14, 2008, registered Jul 10, 2008 (118 days) · Other
- M•••••• P•••• K•••• left T•• F•••••••• A•••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2026-01-30)Mar 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address