DFX Intelligence

C•••••• M•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••• M•••••• T•••••

Advisor at L•• E••••••••• L••

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:1d4593f9-5822-861c-0b99-c173a3925ed5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Aug 18, 2025	n/a	yes	OKLAHOMA CITY, OK	Current employment
A••••••••• F•••••••• A••••••• I•••	Independent wealth	Oct 25, 2021	Aug 20, 2025	no	OKLAHOMA CITY, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• A••••••• I•••	L•• E••••••••• L••	Aug 20, 2025	Aug 18, 2025	-2	Firm change	RIA to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	A••••••••• F•••••••• A••••••• I•••	May 15, 2023	Oct 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:134139:OK:2020-09-02	Sep 3, 2020	Sep 1, 2020	OKLAHOMA CITY, OK	Firm change

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Aug 18, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• A••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2021 to Aug 20, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2020 to May 15, 2023factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
Aug 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d4593f9-5822-861c-0b99-c173a3925ed5
First observed: Jan 10, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.