DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• M•••••• T•••••

L•• E••••••••• L••BD affiliatedOklahoma City, Okdual registrantIAPD 6629086

Feed of 09/14/2026

Also filed as Clint T•••••

At current firm

1 y

since Aug 18, 2025

In the industry

10 y

since Dec 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Aug 18, 2025 · Oklahoma City, Ok
A••••••••• F•••••••• A••••••• I••• independent RIA
Oct 25, 2021 to Aug 20, 2025 · Oklahoma City, Ok
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Sep 1, 2020 to May 15, 2023 · Oklahoma City, Ok
O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to Sep 3, 2020 · Oklahoma City, Ok
S••••••• I••••••••• I••• former
Jan 10, 2018 to Nov 2, 2018 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• A••••••• I••• to L•• E••••••••• L••
left Aug 20, 2025, registered Aug 18, 2025 (-2 days) · RIA to affiliated broker-dealer or bank
C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••••• F•••••••• A••••••• I•••
left May 15, 2023, registered Oct 25, 2021 (-567 days) · Affiliated broker-dealer or bank to independent RIA
O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Sep 3, 2020, registered Sep 1, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move

Signals

C•••••• M•••••• T••••• left A••••••••• F•••••••• A••••••• I••• for L•• E••••••••• L•• (registered 2025-08-18)
Aug 20, 2025 · Advisor changed firm · fact
C•••••• M•••••• T••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for A••••••••• F•••••••• A••••••• I••• (registered 2021-10-25)
May 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address