DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•••••• F•••••••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• F•••••••• M••••••••• L•• | Independent wealth | Jan 1, 2025 | n/a | yes | Lutz, FL | Current employment |
| D•• A•••••• G••••• I••• | Independent wealth | Jan 4, 2022 | n/a | yes | LUTZ, FL|LUTZ, FL|Lutz, FL|McMinnville, TN|Englewood, CO|Littleton, CO|Highlands Ranch, CO|Palm Coast, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | N•• C•••••• F•••••••• G••••• L•• | Feb 22, 2019 | Jul 6, 2015 | -1,327 | Firm change after gap | Other |
| N•• C•••••• F•••••••• G••••• L•• | D•• A•••••• G••••• I••• | Apr 5, 2018 | Jan 4, 2022 |
| N•• C•••••• F•••••••• G••••• L•• | Former SEC adviser | Jul 6, 2015 | Apr 5, 2018 | no | LITTLETON, CO|PRINCETON, NJ | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 30, 2015 | Feb 22, 2019 | no | LITTLETON, CO|PRINCETON, NJ|LITTLETON, CO|LUTZ, FL|WINTER SPRINGS, FL | Previous registration |
| T•• A•••••••• I••• | Bd affiliated wealth | Mar 9, 2006 | Jul 1, 2015 | no | LITTLETON, CO|LITTLETON, CO | Previous registration |
| 1,370 |
| Firm change after gap |
| RIA to RIA |
| T•• A•••••••• I••• | O•••• W•••••• I••• | Jul 1, 2015 | Jun 30, 2015 | -1 | Firm change | Other |