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Advisor at EDWARD JONES
LANCASTER, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Feb 9, 2018 | n/a | yes | LANCASTER, OH | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 2, 2009 | Feb 6, 2018 | no | LANCASTER, OH | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Sep 14, 2007 | Apr 9, 2009 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 16, 2004 | Sep 14, 2007 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | EDWARD JONES | Feb 6, 2018 | Feb 9, 2018 | 3 | Firm change | Ibd to ibd |
| VALIC FINANCIAL ADVISORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 9, 2009 | Apr 2, 2009 | -7 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | VALIC FINANCIAL ADVISORS, INC. | Sep 14, 2007 | Sep 14, 2007 | 0 | Firm change | Other |