DFX Intelligence

M•••••• J•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• J•••• H••••••

Advisor at M•• F•••••••• S•••••••• I•••

ROCK ISLAND, IL | Moline, IL

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Search this name across graphsid dfx:ria:1d6b5d5a-c026-b7df-565a-b1a8e3156c9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• F•••••••• S•••••••• I•••	Bd affiliated wealth	Feb 17, 2006	n/a	yes	ROCK ISLAND, IL\|Moline, IL	Current employment
N•• E•••••• S••••••••• C•••••••••	Former SEC adviser	Nov 14, 2003	Feb 27, 2004	no	WEST DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E•••••• S••••••••• C•••••••••	M•• F•••••••• S•••••••• I•••	Feb 27, 2004	Feb 17, 2006	721	Firm change after gap	Other
W•••••• • R•••	N•• E•••••• S••••••••• C•••••••••	Aug 5, 2003	Nov 14, 2003

Relationships

Registered with (3)

→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 17, 2006 to presentfactForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Nov 14, 2003 to Feb 27, 2004factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Nov 6, 2002 to Aug 5, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d6b5d5a-c026-b7df-565a-b1a8e3156c9b
First observed: Nov 6, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.