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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ | Madison, WI | Elkhorn, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 15, 2026 | n/a | yes | SCOTTSDALE, AZ|Madison, WI|Elkhorn, WI | Current employment |
| SIMON QUICK ADVISORS, LLC | Independent wealth | Jun 13, 2025 | May 18, 2026 | no | MORRISTOWN, NJ|ELKHORN, WI | Previous registration |
| PROQUILITY PRIVATE WEALTH PARTNERS, LLC | Former SEC adviser | Feb 5, 2024 | Jun 30, 2025 | no | Elkhorn, WI|LAS VEGAS, NV | Previous registration |
| FORM WEALTH ADVISORS, LLC | Independent wealth | Jun 1, 2023 | Sep 19, 2023 | no | LAKE GENEVA, WI | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 14, 2016 | Sep 19, 2023 | no | LAKE GENEVA, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMON QUICK ADVISORS, LLC | OSAIC WEALTH, INC. | May 18, 2026 | May 15, 2026 | -3 | Firm change | RIA to ibd |
| PROQUILITY PRIVATE WEALTH PARTNERS, LLC | SIMON QUICK ADVISORS, LLC | Jun 30, 2025 | Jun 13, 2025 | -17 | Firm change | RIA to RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | FORM WEALTH ADVISORS, LLC | Sep 19, 2023 | Jun 1, 2023 | -110 | Firm change after gap | Ibd to RIA |
| FORM WEALTH ADVISORS, LLC | PROQUILITY PRIVATE WEALTH PARTNERS, LLC | Sep 19, 2023 | Feb 5, 2024 | 139 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 307866:132330:NV:2025-06-30 | Jun 30, 2025 | Jun 13, 2025 | LAS VEGAS, NV | Firm change |