DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

FORM WEALTH ADVISORS, LLC

CRD 326519

LAKE GENEVA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fca00ffc-febb-5ee4-7c9e-dadd258d938a

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Aug 6, 2024 to Mar 11, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $997MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $132Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,724
Individual clients: 629
High net worth clients: 142
SEC number: 801-131059
CRD: 326519
Filings on the tape: 13
First filed: Aug 6, 2024
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TYSON JON RAY	Certified Financial Planner	LAKE GENEVA, WI	3	28	2	no
LUCAS DAVID KUCHENBERG	Certified Financial Planner	LAKE GENEVA, WI	3	27	2	no
Brayden Chad Zettle	Certified Financial Planner	LAKE GENEVA, WI	2	12	1	no
Jesse Schrock	Certified Financial Planner	LAKE GENEVA, WI	2	11	1	no
Adam Michael Kierzek	Certified Financial Planner	LAKE GENEVA, WI	2	12	1	no
William Robert Lauderdale	Certified Financial Planner	Middleton, WI \| LAKE GENEVA, WI	2	13	1	no
Tyler William Rima	n/a	LAKE GENEVA, WI	1	11	n/a	no
Jackson Charles Burk	n/a	LAKE GENEVA, WI	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORM WEALTH HOLDINGS, LLC	MEMBER OFFICER	E	yes	07/2024	Mar 11, 2026	Mar 11, 2026
RAY, TYSON, JON	Ceo	Na	yes	01/2014	Mar 11, 2026	Mar 11, 2026
TANC LLC	Owner	Na	yes	01/2025	Mar 11, 2026	Mar 11, 2026
COCHENOUR, KIMBERLY, SUSAN	CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER	Na	yes	07/2024	Aug 6, 2024	Oct 7, 2024
RAY, TYSON, JON	MANAGING MEMBER	E	yes	07/2024	Aug 6, 2024	Oct 7, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Middleton	Wi	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$1.1B	$1.0B	16	8	1	n/a	n/a
2024	Mar 12, 2025	$932M	$881M	14	8	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$932M	13.2%	n/a	n/a	16	14	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	6	Oct 1, 2024	Aug 1, 2024	LAKE GENEVA, WI	Team lift out	Ibd to RIA	0.1%

Relationships

Registered with (9)

← Jackson Charles BurkAdvisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV
← Tyler William RimaAdvisorregistration: current employment
Feb 12, 2025 to presentfactForm ADV
← William Robert LauderdaleAdvisorregistration: current employment
Aug 1, 2024 to presentfactForm ADV
← Adam Michael KierzekAdvisorregistration: current employment
Jul 29, 2024 to presentfactForm ADV
← Jesse SchrockAdvisorregistration: current employment
Jul 24, 2024 to presentfactForm ADV
← Brayden Chad ZettleAdvisorregistration: current employment
Jul 23, 2024 to presentfactForm ADV
← TYSON JON RAYAdvisorregistration: current employment
Jun 1, 2023 to presentfactForm ADV
← LUCAS DAVID KUCHENBERGAdvisorregistration: current employment
Jun 1, 2023 to presentfactForm ADV
← DEANNA JEAN MILLERAdvisorregistration: previous registration
Jun 1, 2023 to Sep 19, 2023factForm ADV

Controls (3)

← RAY, TYSON, JONOwnerMANAGING MEMBER, ownership code E, individual
Aug 6, 2024 to Oct 7, 2024factForm ADV
← COCHENOUR, KIMBERLY, SUSANOwnerCHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER, ownership code NA, individual
Aug 6, 2024 to Oct 7, 2024factForm ADV
← FORM WEALTH HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Aug 6, 2024 to Oct 7, 2024factForm ADV

Moved with (1)

← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser6 advisors, team lift out
Oct 1, 2024 to Aug 1, 2024factForm ADV

Dated events

Occurred
Oct 1, 2024
Team lift-out
6 advisors left Raymond James Financial Services Advisors, Inc (Lake Geneva, WI) for Form Wealth Advisors, LLC within 2 days
Form ADVobserved 5 days ago
6 advisors
Occurred
Aug 6, 2024
First Form ADV filing
Form Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2023
Advisor changed firm
Deanna Jean Miller left Form Wealth Advisors, Llc for Proquility Private Wealth Partners, Llc (registered 2024-02-05)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fca00ffc-febb-5ee4-7c9e-dadd258d938a
First observed: Aug 6, 2024
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORM WEALTH ADVISORS, LLC

CRD 326519

LAKE GENEVA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fca00ffc-febb-5ee4-7c9e-dadd258d938a

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TYSON JON RAY

Certified Financial Planner

LAKE GENEVA, WI

LUCAS DAVID KUCHENBERG

Certified Financial Planner

LAKE GENEVA, WI

Brayden Chad Zettle

Certified Financial Planner

LAKE GENEVA, WI

Jesse Schrock

Certified Financial Planner

LAKE GENEVA, WI

Adam Michael Kierzek

Certified Financial Planner

LAKE GENEVA, WI

William Robert Lauderdale

Certified Financial Planner

Middleton, WI | LAKE GENEVA, WI

Tyler William Rima

n/a

LAKE GENEVA, WI

n/a

Jackson Charles Burk

n/a

LAKE GENEVA, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORM WEALTH HOLDINGS, LLC

MEMBER OFFICER

yes

07/2024

Mar 11, 2026

RAY, TYSON, JON

Ceo

yes

01/2014

Mar 11, 2026

TANC LLC

Owner

yes

01/2025

Mar 11, 2026

COCHENOUR, KIMBERLY, SUSAN

CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER

yes

07/2024

Aug 6, 2024

Oct 7, 2024

RAY, TYSON, JON

MANAGING MEMBER

yes

07/2024

Aug 6, 2024

Oct 7, 2024

City

State

Country

Employees

Also broker-dealer

Middleton

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$1.1B

$1.0B

n/a

2024

Mar 12, 2025

$932M

$881M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$932M

13.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 1, 2024

Aug 1, 2024

LAKE GENEVA, WI

Team lift out

Ibd to RIA

0.1%