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Advisor at C••• S••••• P•••••••
RICHMOND, VA | Morristown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• S••••• P••••••• A•••• M••••••••• | Independent wealth | Jun 17, 2024 | n/a | yes | Morristown, NJ|RICHMOND, VA | Current employment |
| C••• S••••• P••••••• | Bd affiliated wealth | Jun 17, 2024 | n/a | yes | RICHMOND, VA|Morristown, NJ | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• P••••••• | C••• S••••• P••••••• | Mar 28, 2024 | Jun 17, 2024 | 81 | Firm change | RIA to ibd |
| M••••• P•••••• C•••••• G•••• | A••••••••• P••••••• | Nov 28, 2022 | Feb 17, 2023 |
| A••••••••• P••••••• | Former SEC adviser | Feb 17, 2023 | Mar 28, 2024 | no | ROSLYN, NY | Previous registration |
| M••••• P•••••• C•••••• G•••• | Independent wealth | Aug 25, 2021 | Nov 28, 2022 | no | CHICAGO, IL | Previous registration |
| 81 |
| Firm change |
| RIA to new firm |