DFX Intelligence

M••••• P•••••• C•••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••••• P•••••• C•••••• G••••

M••••• P•••••• C•••••• G•••• LLC, CRD 285531

CHICAGO, IL

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Search this name across graphsid dfx:ria:5e956710-f082-2ec1-7bdc-55fea261a7a5

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 12
On other graphs: 1
Observed: Nov 4, 2016 to Aug 19, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

M••••• P•••••• C•••••• G••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.8 fund_share=0.06 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $561M••• Locked
Discretionary RAUM: $561M
P•••••• client RAUM: $451Mderived••• Locked
P•••••• client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $187Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• B•••• B••••	n/a	CHICAGO, IL	7	23	3	no
M••••• E•••••••• C•••	n/a	CHICAGO, IL \| PHOENIX, AZ	6	18

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••• B•••• L•	Other P•••••• Fund	$10.5M	Jun 26, 2024	18	Mar 28, 2019	reported	021-323151
M••••• H••••••• L•	Hedge Fund	$10.4M	Dec 16, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• R••••••• S••••••	Trustee	F	yes	01/2010	Nov 4, 2016	Jun 26, 2024
M••••• I••••••••• H••••••• L••	MANAGING MEMBER	E	yes	09/2016	Nov 4, 2016	Jun 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• B•••• G• L••	n/a	n/a	n/a	Y	yes	n/a
M••••• D••••• G• L••	n/a	n/a	n/a	Y	yes	n/a
M••••• V•••••• G• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$561M	$495M	13.4%	$516M	2.8%	8	10	3	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• W••••• A•••••••• L••	2	Jul 1, 2022	Jan 1, 2025	WEST PALM BEACH, FL	Team lift out	RIA to new firm	28.6%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• S••••••	2	Apr 30, 2019	Feb 24, 2020	CHICAGO, IL	Team lift out	Wirehouse to RIA	0.0%
C•••••••• L••	2	Aug 9, 2017	Oct 20, 2017

Relationships

Advises (4)

→ M••••• V•••••• L•Private fundOther P•••••• Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ M••••• B•••• L•Private fundOther P•••••• Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ M••••• D••••• L•Private fundOther P•••••• Fund, IA
Mar 26, 2024 to presentfactForm ADV
→ M••••• H••••••• L•Private fund

Dated events

Occurred
Mar 26, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 26, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 28, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e956710-f082-2ec1-7bdc-55fea261a7a5
First observed: Nov 4, 2016
Last observed: Aug 19, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.