This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$2.2MItem 5.F on the latest filing (2024-09-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.2M

Private client RAUM

$2.2MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

11

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

3,053

Individual clients

2,949

High net worth clients

104

SEC number

801-122949

CRD

314783

Filings on the tape

9

First filed

Nov 30, 2021

Latest filed

Sep 6, 2024

Organised

Limited Liability Company, Delaware

• Occurred

  Nov 30, 2021
  First Form ADV filing

  Playbook filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1d73a788-ca7a-9740-2e48-d17596ccd212

First observed

Nov 30, 2021

Last observed

Sep 6, 2024 24 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.