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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

KURV INVESTMENT MANAGEMENT LLC

CRD 323149

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e63894a-af4a-acc3-8579-3553b44fa578

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Sep 9, 2022 to Jul 28, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $279MItem 5.F on the latest filing (2026-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $279M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $279Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10
SEC number: 801-126717
CRD: 323149
Filings on the tape: 15
First filed: Sep 9, 2022
Latest filed: Jul 28, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
James Francis Puleo	n/a	Lynnfield, MA \| SAN FRANCISCO, CA	0	11	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABRAHAM, JACK, PHILLIP	Manager	E	yes	01/2013	Sep 9, 2022	Apr 27, 2024
CHAN, HOWARD, FONGHAO	Member	C	yes	07/2022	Sep 9, 2022	Apr 27, 2024
CHAN, HOWARD, FONGHAO	Ceo	Na	yes	07/2022	Sep 9, 2022	Apr 27, 2024
F41 INVESTMENTS LLC	Shareholder	C	yes	09/2021	Sep 9, 2022	Apr 27, 2024
KURV INVESTMENT, INC.	SOLE SHAREHOLDER	E	yes	07/2022	Sep 9, 2022	Apr 27, 2024
SADZEWICZ, GERY, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Oct 13, 2022	Apr 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HERRING RIA SUB, LLC	n/a	Former SEC adviser	$2.2M	N	yes	n/a
UDON RIA SUB LLC	n/a	Former SEC adviser	$31,345	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$279M	$279M	10	2	3	n/a	n/a
2024	Feb 25, 2025	$38.7M	$38.7M	3	2	3	n/a	n/a
2023	Mar 14, 2024	$3.8M	$3.8M	3	1	0	n/a	n/a
2022	Mar 24, 2023	$0	$0	4	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$279M	$38.7M	621.8%	$0	n/a	10	3	0	3

Relationships

Affiliated with (2)

→ PLAYBOOKRegistered adviserother investment adviser, common control
factForm ADV
→ FOLLOW RIARegistered adviserother investment adviser, common control
factForm ADV

Registered with (1)

← James Francis PuleoAdvisorregistration: current employment
May 11, 2026 to presentfactForm ADV

Controls (5)

← SADZEWICZ, GERY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 13, 2022 to Apr 27, 2024factForm ADV
← ABRAHAM, JACK, PHILLIPOwnerMANAGER, ownership code E, individual
Sep 9, 2022 to Apr 27, 2024factForm ADV
← CHAN, HOWARD, FONGHAOOwnerMEMBER, ownership code C, individual
Sep 9, 2022 to Apr 27, 2024factForm ADV
← F41 INVESTMENTS LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Sep 9, 2022 to Apr 27, 2024factForm ADV
← KURV INVESTMENT, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Sep 9, 2022 to Apr 27, 2024factForm ADV

Dated events

Occurred
Oct 23, 2023
Control person joined
Fonghao Howard Chan (Ceo) appeared on Schedule A of Kurv Investment Management Llc
Form ADVobserved 6 days ago
Occurred
Oct 20, 2022
Control person left
Fonghao Howard Chan (Founder & Ceo) no longer on Schedule A of Kurv Investment Management Llc (listed 2022-10-13, absent 2022-10-20)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2022
Control person joined
Joseph Gery Sadzewicz (Chief Compliance Officer) appeared on Schedule A of Kurv Investment Management Llc
Form ADVobserved 6 days ago
Occurred
Sep 9, 2022
First Form ADV filing
Kurv Investment Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e63894a-af4a-acc3-8579-3553b44fa578
First observed: Sep 9, 2022
Last observed: Jul 28, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KURV INVESTMENT MANAGEMENT LLC

CRD 323149

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e63894a-af4a-acc3-8579-3553b44fa578

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

James Francis Puleo

n/a

Lynnfield, MA | SAN FRANCISCO, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABRAHAM, JACK, PHILLIP

Manager

yes

01/2013

Sep 9, 2022

Apr 27, 2024

CHAN, HOWARD, FONGHAO

Member

yes

07/2022

Sep 9, 2022

Apr 27, 2024

CHAN, HOWARD, FONGHAO

Ceo

yes

07/2022

Sep 9, 2022

Apr 27, 2024

F41 INVESTMENTS LLC

Shareholder

yes

09/2021

Sep 9, 2022

Apr 27, 2024

KURV INVESTMENT, INC.

SOLE SHAREHOLDER

yes

07/2022

Sep 9, 2022

Apr 27, 2024

SADZEWICZ, GERY, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

09/2022

Oct 13, 2022

Apr 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HERRING RIA SUB, LLC

n/a

Former SEC adviser

$2.2M

yes

n/a

UDON RIA SUB LLC

n/a

Former SEC adviser

$31,345

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 14, 2026

$279M

n/a

2024

Feb 25, 2025

$38.7M

n/a

2023

Mar 14, 2024

$3.8M

n/a

2022

Mar 24, 2023

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$279M

$38.7M

621.8%

n/a