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RIA / WealthAdvisor30 years in industry

JUAN CARLOS GOMEZ

Advisor at PRIME CAPITAL EQUITIES LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:1d77f1af-46be-ca18-f349-9cbb8d20c407

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 23, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL EQUITIES LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 20, 1996
First registration: Nov 23, 1999
Dual registered: no
Other names: JUAN CARIDS GOMEZ|JUAN CARLOS GOMEZ
IAPD individual key: 2738181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL EQUITIES LLC	State registered	Apr 11, 2011	n/a	yes	SAN DIEGO, CA	Current employment
PRIVATE ASSET MANAGEMENT INC	Former SEC adviser	Oct 4, 2004	Apr 4, 2011	no	SAN DIEGO, CA	Previous registration
CORNERSTONE WEALTH MANAGEMENT	Former SEC adviser	Feb 5, 2004	Sep 28, 2004	no	SAN DIEGO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 23, 1999	Dec 5, 2003	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ASSET MANAGEMENT INC	PRIME CAPITAL EQUITIES LLC	Apr 4, 2011	Apr 11, 2011	7	Firm change	Other
CORNERSTONE WEALTH MANAGEMENT	PRIVATE ASSET MANAGEMENT INC	Sep 28, 2004	Oct 4, 2004	6	Firm change	Other
CHARLES SCHWAB & CO., INC.	CORNERSTONE WEALTH MANAGEMENT	Dec 5, 2003	Feb 5, 2004	62	Firm change	Other

Relationships

Registered with (4)

→ PRIME CAPITAL EQUITIES LLCRegistered adviserregistration: current employment
Apr 11, 2011 to presentfactForm ADV
→ PRIVATE ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Oct 4, 2004 to Apr 4, 2011factForm ADV
→ CORNERSTONE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 5, 2004 to Sep 28, 2004factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 23, 1999 to Dec 5, 2003factForm ADV

Dated events

No dated event names this entity yet.