RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••• G••••
- P•••• C•••••• E••••••• L•• state registered currentsince Apr 11, 2011 · San Diego, Ca
- P•••••• A•••• M••••••••• I•• formerOct 4, 2004 to Apr 4, 2011 · San Diego, Ca
- C••••••••• W••••• M••••••••• formerFeb 5, 2004 to Sep 28, 2004 · San Diego, Ca
- C•••••• S••••• • C••• I••• national BDNov 23, 1999 to Dec 5, 2003 · San Diego, Ca
- P•••••• A•••• M••••••••• I•• to P•••• C•••••• E••••••• L••left Apr 4, 2011, registered Apr 11, 2011 (7 days) · Other
- C••••••••• W••••• M••••••••• to P•••••• A•••• M••••••••• I••left Sep 28, 2004, registered Oct 4, 2004 (6 days) · Other
- C•••••• S••••• • C••• I••• to C••••••••• W••••• M•••••••••left Dec 5, 2003, registered Feb 5, 2004 (62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address