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Advisor at ALERA INVESTMENT ADVISORS, LLC
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALERA INVESTMENT ADVISORS, LLC | Mixed wealth | May 16, 2024 | n/a | yes | New York, NY | Current employment |
| AURORA PRIVATE WEALTH, INC. | Independent wealth | Mar 2, 2020 | Sep 30, 2024 | no | New York, NY|TOTOWA, NJ|Shrewsbury, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AURORA PRIVATE WEALTH, INC. | ALERA INVESTMENT ADVISORS, LLC | Sep 30, 2024 | May 16, 2024 | -137 | Firm change after gap | RIA to RIA |