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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AURORA PRIVATE WEALTH, INC.

CRD 281604

TOTOWA, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ce4ff54-eb46-e0c0-bf68-09d0e5443f01

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 18
On other graphs: 0
Observed: Apr 20, 2017 to Jul 1, 2026
58 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=13.0
Regulatory AUM: $374MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $374M
Private client RAUM: $374MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 20
RAUM per advisor: $18.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 12
Offices: 12Schedule D 1.F, beyond the principal office
Accounts: 1,508
Individual clients: 1,427
High net worth clients: 81
Custody, client assets: $0
SEC number: 801-110498
CRD: 281604
Filings on the tape: 58
First filed: Apr 20, 2017
Latest filed: Jul 1, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TIMOTHY LIAM SMITH	Certified Financial Planner	Sarasota, FL \| TOTOWA, NJ	10	40	2	yes
EDWARD HARRIS REAVEN	n/a	TOTOWA, NJ \| East Stroudsburg, PA	9	19	4	yes
GREGORY MICHAEL NARDOLILLO	n/a	Morristown, NJ	9	32	3	yes
Scott Jason Wallach	n/a	TOTOWA, NJ	8	28	1	yes
John R Cartledge	n/a	Miami, FL	8	26	2	yes
JOHN JOSEPH BELLO	n/a	Rockaway, NJ \| TOTOWA, NJ	8	34	3	yes
Glad M Perez	n/a	TOTOWA, NJ \| Leland, NC	7	15	2	yes
Eric William Lathrop	n/a	Flemington, NJ \| TOTOWA, NJ	7	16	4	yes
John H Chapel	n/a	TOTOWA, NJ \| Charlestown, RI	7	41	3	yes
KRISTY LYNN BERGER	n/a	Wichita, KS	7	16	1	yes
HOWARD SCOTT ZODICOFF	n/a	Uniondale, NY \| TOTOWA, NJ	5	34	n/a	yes
Peter John Devlin	n/a	Uniondale, NY \| TOTOWA, NJ	5	17	1	yes
Eric Monroe	n/a	TOTOWA, NJ \| Uniondale, NY	5	38	1	yes
Kevin Robert LeBlanc	n/a	Chepachet, RI \| TOTOWA, NJ	4	26	3	yes
TIMOTHY JOHN PADVA	n/a	Doylestown, PA \| TOTOWA, NJ	4	24	n/a	yes
BENSON TANG	Certified Financial Planner	TOTOWA, NJ \| Uniondale, NY	2	13	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COUTANT, TONYA, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2021	Jun 2, 2021	Oct 21, 2024
SMITH, TIMOTHY, LIAM	PRESIDENT/CEO	E	yes	08/2015	Apr 20, 2017	Oct 21, 2024
JENNINGS, CHRISTINA, LAUREN	Shareholder	B	no	01/2000	Apr 15, 2019	Oct 21, 2024
JENNINGS, SEAN, MICHAEL	Shareholder	Na	no	01/2000	Apr 15, 2019	Oct 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	n/a	Independent wealth	$77.5M	N	yes	n/a
APW CAPITAL, INC.	n/a	n/a	n/a	N	yes	n/a
AURORA INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GARDEN CITY	NY	United States	3	yes
Miami	FL	United States	1	yes
Sarasota	FL	United States	1	no
Wichita	Ks	United States	1	yes
Bridgewater	Nj	United States	1	yes
Edison	Nj	United States	1	yes
Flemington	Nj	United States	1	yes
Holmdel	Nj	United States	1	yes
Morristown	Nj	United States	1	yes
NEW YORK	NY	United States	1	yes
Beaver	Pa	United States	1	yes
EAST STROUDSBURG	Pa	United States	1	yes
Mars	Pa	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$374M	$374M	25	16	13	n/a	n/a
2024	Mar 11, 2025	$395M	$395M	29	18	15	n/a	n/a
2023	Mar 19, 2024	$363M	$363M	32	20	16	n/a	n/a
2022	Mar 24, 2023	$315M	$311M	23	22	16	n/a	n/a
2021	Mar 25, 2022	$603M	$599M	23	22	16	n/a	n/a
2020	Mar 30, 2021	$657M	$650M	29	26	16	n/a	n/a
2019	Mar 27, 2020	$650M	$650M	30	29	20	n/a	n/a
2018	Mar 25, 2019	$427M	$427M	35	22	16	n/a	n/a
2017	May 14, 2018	$248M	$231M	13	12	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$374M	$395M	-5.4%	$315M	5.9%	21	29	12	15

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Onedigital	3	Dec 31, 2022	Nov 7, 2022	TOTOWA, NJ	Team lift out	Other	13.0%
SUMMIT FINANCIAL, LLC	3	Aug 3, 2021	Aug 3, 2021	MORRISTOWN, NJ	Team lift out	RIA to ibd	12.0%
LAUREL WEALTH ADVISORS, INC.	2	Dec 31, 2020	Dec 24, 2020	TOTOWA, NJ	Team lift out	RIA to RIA	8.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STERLING GLOBAL STRATEGIES, LLC	2	Jul 2, 2019	Apr 4, 2019	CARLSBAD, CA	Team lift out	RIA to RIA	66.7%
INSIGHT PRIVATE ADVISORS, LLC	6	Dec 31, 2018	Jan 3, 2019	BRIDGEWATER, NJ	Firm absorbed	RIA to RIA	66.7%

Relationships

Registered with (38)

← DAVID LAUGHNER HODGEAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← Zachary James DavidsonAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← BENSON TANGAdvisorregistration: current employment
Mar 22, 2024 to presentfactForm ADV
← LORI ANN HODGEAdvisorregistration: current employment
Feb 21, 2024 to presentfactForm ADV
← DANIEL RAY HODGEAdvisorregistration: current employment
Sep 27, 2023 to presentfactForm ADV
← TIMOTHY JOHN PADVAAdvisorregistration: current employment
Dec 26, 2021 to presentfactForm ADV
← Kevin Robert LeBlancAdvisorregistration: current employment
Sep 20, 2021 to presentfactForm ADV
← Eric MonroeAdvisorregistration: current employment
Jul 16, 2021 to presentfactForm ADV
← Peter John DevlinAdvisorregistration: current employment
Mar 25, 2021 to presentfactForm ADV
← HOWARD SCOTT ZODICOFFAdvisorregistration: current employment
Mar 24, 2021 to presentfactForm ADV
← KRISTY LYNN BERGERAdvisorregistration: current employment
Apr 18, 2019 to presentfactForm ADV
← Glad M PerezAdvisorregistration: current employment
Jan 3, 2019 to presentfactForm ADV
← Eric William LathropAdvisorregistration: current employment
Jan 3, 2019 to presentfactForm ADV
← John H ChapelAdvisorregistration: current employment
Jan 3, 2019 to presentfactForm ADV
← JOHN JOSEPH BELLOAdvisorregistration: current employment
Aug 22, 2018 to presentfactForm ADV
← John R CartledgeAdvisorregistration: current employment
Jan 29, 2018 to presentfactForm ADV
← Scott Jason WallachAdvisorregistration: current employment
Dec 7, 2017 to presentfactForm ADV
← GREGORY MICHAEL NARDOLILLOAdvisorregistration: current employment
Feb 16, 2017 to presentfactForm ADV
← EDWARD HARRIS REAVENAdvisorregistration: current employment
Jan 5, 2017 to presentfactForm ADV
← TIMOTHY LIAM SMITHAdvisorregistration: current employment
Oct 29, 2015 to presentfactForm ADV
← KEVIN EDWARD RYANAdvisorregistration: previous registration
Jan 3, 2019 to Jun 13, 2025factForm ADV
← Stephen Anthony MolinelliAdvisorregistration: previous registration
Jan 3, 2019 to Jun 13, 2025factForm ADV
← James HuntAdvisorregistration: previous registration
Jan 3, 2019 to Feb 4, 2025factForm ADV
← Matthew Ryan ComptonAdvisorregistration: previous registration
Mar 2, 2020 to Sep 30, 2024factForm ADV
← Martin NielsenAdvisorregistration: previous registration
Jan 3, 2019 to Jan 2, 2024factForm ADV
← JERRY FRANCIS LYNCHAdvisorregistration: previous registration
Apr 19, 2017 to Dec 31, 2022factForm ADV
← Matthew Thomas RembishAdvisorregistration: previous registration
Feb 12, 2020 to Dec 31, 2022factForm ADV
← Jeanne KaneAdvisorregistration: previous registration
Jun 11, 2020 to Dec 31, 2022factForm ADV
← HENRY CHARLES KOCHANAdvisorregistration: previous registration
Jan 15, 2019 to Oct 21, 2021factForm ADV
← PETER JONATHAN VALLESAdvisorregistration: previous registration
Jul 15, 2020 to Aug 3, 2021factForm ADV
and 8 more

Affiliated with (2)

→ COMPREHENSIVE CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← COMPREHENSIVE CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← SMITH, TIMOTHY, LIAMOwnerPRESIDENT/CEO, ownership code E, individual
Apr 20, 2017 to Oct 21, 2024factForm ADV
← COUTANT, TONYA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 2, 2021 to Oct 21, 2024factForm ADV

Owns (2)

← JENNINGS, CHRISTINA, LAURENOwnerSHAREHOLDER, ownership code B, individual
Apr 15, 2019 to Oct 21, 2024factForm ADV
← JENNINGS, SEAN, MICHAELOwnerSHAREHOLDER, ownership code NA, individual
Apr 15, 2019 to Oct 21, 2024factForm ADV

Moved with (5)

→ ONEDIGITALRegistered adviser3 advisors, team lift out, same day
Dec 31, 2022 to Nov 7, 2022factForm ADV
→ SUMMIT FINANCIAL, LLCRegistered adviser3 advisors, team lift out, same day
Aug 3, 2021 to Aug 3, 2021factForm ADV
→ LAUREL WEALTH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Dec 31, 2020 to Dec 24, 2020factForm ADV
← STERLING GLOBAL STRATEGIES, LLCRegistered adviser2 advisors, team lift out, same day
Jul 2, 2019 to Apr 4, 2019factForm ADV
← INSIGHT PRIVATE ADVISORS, LLCRegistered adviser6 advisors, firm absorbed, same day
Dec 31, 2018 to Jan 3, 2019factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 13, 2025
Advisor changed firm
Kevin Edward Ryan left Aurora Private Wealth, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-08-29)
Form ADVobserved 3 days ago
Occurred
Jun 13, 2025
Advisor changed firm
Stephen Anthony Molinelli left Aurora Private Wealth, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-06-16)
Form ADVobserved 3 days ago
Occurred
Feb 4, 2025
Advisor changed firm
James Hunt left Aurora Private Wealth, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2026-01-02)
Form ADVobserved 3 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Matthew Ryan Compton left Aurora Private Wealth, Inc. for Alera Investment Advisors, Llc (registered 2024-05-16)
Form ADVobserved 3 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Martin Nielsen left Aurora Private Wealth, Inc. for Tucker Asset Management Llc (registered 2024-01-11)
Form ADVobserved 3 days ago
Occurred
Mar 24, 2023
Regulatory AUM changed
Aurora Private Wealth, Inc. reported RAUM $315.3M, down 48% from $603.0M (2022-04-07 to 2023-03-24)
Form ADVobserved 3 days ago
$-288M
Occurred
Dec 31, 2022
Team lift-out
3 advisors left Aurora Private Wealth, Inc. (Totowa, NJ) for Onedigital on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Dec 31, 2022
Advisor changed firm
Jerry Francis Lynch left Aurora Private Wealth, Inc. for Onedigital (registered 2022-11-07)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Matthew Thomas Rembish left Aurora Private Wealth, Inc. for Onedigital (registered 2022-11-04)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Jeanne Kane left Aurora Private Wealth, Inc. for Onedigital (registered 2022-11-04)
Form ADVobserved 3 days ago
Occurred
Jun 2, 2021
Control person left
Charles Andrew Nussbaum (Cco) no longer on Schedule A of Aurora Private Wealth, Inc. (listed 2021-03-31, absent 2021-06-02)
Form ADVobserved 3 days ago
Occurred
Jun 2, 2021
Control person joined
Tonya Coutant (Chief Compliance Officer) appeared on Schedule A of Aurora Private Wealth, Inc.
Form ADVobserved 3 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
Aurora Private Wealth, Inc. reported RAUM $650.1M, up 52% from $426.6M (2020-02-14 to 2020-03-27)
Form ADVobserved 3 days ago
$224M
Occurred
Mar 25, 2019
Regulatory AUM changed
Aurora Private Wealth, Inc. reported RAUM $426.6M, up 72% from $248.1M (2019-03-07 to 2019-03-25)
Form ADVobserved 3 days ago
$179M
Occurred
Mar 25, 2019
Control person left
Hally Tara Smith (Shareholder) no longer on Schedule A of Aurora Private Wealth, Inc. (listed 2019-03-07, absent 2019-03-25)
Form ADVobserved 3 days ago
Occurred
Apr 20, 2017
First Form ADV filing
Aurora Private Wealth, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 2 bookkeeping events

Occurred
Mar 25, 2019
Aurora Private Wealth, Inc. reported 16 offices beyond its principal office, up from 6 (2019-03-07 to 2019-03-25)
Occurred
Mar 25, 2019
Aurora Private Wealth, Inc. reported 22 state-registered advisory representatives, up from 8 (2019-03-07 to 2019-03-25)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ce4ff54-eb46-e0c0-bf68-09d0e5443f01
First observed: Apr 20, 2017
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AURORA PRIVATE WEALTH, INC.

CRD 281604

TOTOWA, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ce4ff54-eb46-e0c0-bf68-09d0e5443f01

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TIMOTHY LIAM SMITH

Certified Financial Planner

Sarasota, FL | TOTOWA, NJ

yes

EDWARD HARRIS REAVEN

n/a

TOTOWA, NJ | East Stroudsburg, PA

yes

GREGORY MICHAEL NARDOLILLO

n/a

Morristown, NJ

yes

Scott Jason Wallach

n/a

TOTOWA, NJ

yes

John R Cartledge

n/a

Miami, FL

yes

JOHN JOSEPH BELLO

n/a

Rockaway, NJ | TOTOWA, NJ

yes

Glad M Perez

n/a

TOTOWA, NJ | Leland, NC

yes

Eric William Lathrop

n/a

Flemington, NJ | TOTOWA, NJ

yes

John H Chapel

n/a

TOTOWA, NJ | Charlestown, RI

yes

KRISTY LYNN BERGER

n/a

Wichita, KS

yes

HOWARD SCOTT ZODICOFF

n/a

Uniondale, NY | TOTOWA, NJ

n/a

yes

Peter John Devlin

n/a

Uniondale, NY | TOTOWA, NJ

yes

Eric Monroe

n/a

TOTOWA, NJ | Uniondale, NY

yes

Kevin Robert LeBlanc

n/a

Chepachet, RI | TOTOWA, NJ

yes

TIMOTHY JOHN PADVA

n/a

Doylestown, PA | TOTOWA, NJ

n/a

yes

BENSON TANG

Certified Financial Planner

TOTOWA, NJ | Uniondale, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COUTANT, TONYA, MARIE

CHIEF COMPLIANCE OFFICER

yes

06/2021

Jun 2, 2021

Oct 21, 2024

SMITH, TIMOTHY, LIAM

PRESIDENT/CEO

yes

08/2015

Apr 20, 2017

Oct 21, 2024

JENNINGS, CHRISTINA, LAUREN

Shareholder

01/2000

Apr 15, 2019

Oct 21, 2024

JENNINGS, SEAN, MICHAEL

Shareholder

01/2000

Apr 15, 2019

Oct 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

n/a

Independent wealth

$77.5M

yes

n/a

APW CAPITAL, INC.

n/a

yes

n/a

AURORA INSURANCE SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

GARDEN CITY

United States

yes

Miami

United States

yes

Sarasota

United States

Wichita

United States

yes

Bridgewater

United States

yes

Edison

United States

yes

Flemington

United States

yes

Holmdel

United States

yes

Morristown

United States

yes

NEW YORK

United States

yes

Beaver

United States

yes

EAST STROUDSBURG

United States

yes

Mars

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$374M

n/a

2024

Mar 11, 2025

$395M

n/a

2023

Mar 19, 2024

$363M

n/a

2022

Mar 24, 2023

$315M

$311M

n/a

2021

Mar 25, 2022

$603M

$599M

n/a

2020

Mar 30, 2021

$657M

$650M

n/a

2019

Mar 27, 2020

$650M

n/a

2018

Mar 25, 2019

$427M

n/a

2017

May 14, 2018

$248M

$231M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$374M

$395M

-5.4%

$315M

5.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Onedigital

Dec 31, 2022

Nov 7, 2022

TOTOWA, NJ

Team lift out

Other

13.0%

SUMMIT FINANCIAL, LLC

Aug 3, 2021

MORRISTOWN, NJ

Team lift out

RIA to ibd

12.0%

LAUREL WEALTH ADVISORS, INC.

Dec 31, 2020

Dec 24, 2020

TOTOWA, NJ

Team lift out

RIA to RIA

8.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STERLING GLOBAL STRATEGIES, LLC

Jul 2, 2019

Apr 4, 2019

CARLSBAD, CA

Team lift out

RIA to RIA

66.7%

INSIGHT PRIVATE ADVISORS, LLC

Dec 31, 2018

Jan 3, 2019

BRIDGEWATER, NJ

Firm absorbed

RIA to RIA

66.7%