DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATEGIC ADVISERS LLC
ELGIN, IL | SCHAUMBURG, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | SCHAUMBURG, IL|ELGIN, IL | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA|SCHAUMBURG, IL|ELGIN, IL | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 20, 2017 | Jul 13, 2018 | no | SCHAUMBURG, IL | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jul 23, 2012 | Dec 27, 2016 | no | HOFFMAN ESTATES, IL|BARTLETT, IL|ST CHARLES, IL|BATAVIA, IL | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jul 26, 2011 | Jul 24, 2012 | no | WEST DUNDEE, IL|ROCKFORD, IL|LOVES PARK, IL|ROCKFORD, IL|WAUCONDA, IL | Previous registration |
| ASSOCIATED INVESTMENT SERVICES, INC. | Independent wealth | May 31, 2011 | Aug 1, 2011 | no | CRYSTAL LAKE, IL|MUNDELEIN, IL|LIBERTYVILLE, IL|LINDENHURST, IL|WAUKEGAN, IL|RICHMOND, IL|GURNEE, IL|THIRD LAKE, IL | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Feb 17, 2005 | Jun 3, 2011 | no | LAKE ZURICH, IL|ANTIOCH, IL|ROUND LAKE BEACH, IL|MUNDELEIN, IL|ROUND LAKE BEACH, IL|MUNDELEIN, IL|ANTIOCH, IL|CHICAGO, IL|CHICAGO, IL|MELROSE PARK, IL|CARY, IL|CARY, IL|SKOKIE, IL|EVANSTON, IL|EVANSTON, IL|NORTHBROOK, IL|NORTHBROOK, IL|HIGHLAND PARK, IL|MUNDELEIN, IL|WAUCONDA, IL|MCHENRY, IL|ISLAND LAKE, IL|ALGONQUIN, IL|FOX LAKE, IL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jan 22, 2002 | Jan 3, 2005 | no | CARY, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| BMO HARRIS FINANCIAL ADVISORS, INC | STRATEGIC ADVISERS LLC | Dec 27, 2016 | Jan 20, 2017 | 24 | Firm change | Other |
| PNC WEALTH MANAGEMENT | BMO HARRIS FINANCIAL ADVISORS, INC | Jul 24, 2012 | Jul 23, 2012 | -1 | Firm change | Other |
| ASSOCIATED INVESTMENT SERVICES, INC. | PNC WEALTH MANAGEMENT | Aug 1, 2011 | Jul 26, 2011 | -6 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | ASSOCIATED INVESTMENT SERVICES, INC. | Jun 3, 2011 | May 31, 2011 | -3 | Firm change | Other |
| E*TRADE CAPITAL MANAGEMENT, LLC | FIFTH THIRD SECURITIES, INC. | Jan 3, 2005 | Feb 17, 2005 | 45 | Firm change | Other |