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A••••••••• I••••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

A••••••••• I••••••••• S•••••••• I•••

CRD 1464

GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4c74305-a827-4236-cf45-0e8d0298b533

Data as of Apr 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 147
Dated events: 39
On other graphs: 0
Observed: Nov 16, 2011 to Apr 6, 2026
97 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=48.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-04-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 42
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 42

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• F•••• S•••••••••	n/a	PORT WASHINGTON, WI	20	21	n/a	yes
C••• S••••• S•••••	Certified Financial Planner	BROOKFIELD, WI	20

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• A••••• J••••	DIRECTOR, TREASURER	Na	yes	05/2023	Apr 6, 2026	Apr 6, 2026
A••••••••• T•••• C••••••• N•••	SOLE SHAREHOLDER	E	yes	05/2016	Apr 6, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••••• A•••• M••••••••• L••	n/a	Other adviser	$2.9B	N	yes	n/a
A••••••••• B•••• N•••	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. LOUIS PARK	Mn	United States	2	yes
PORT WASHINGTON	Wi	United States	2	yes
Chicago	IL	United States	1	yes
FAIRVIEW HEIGHTS	IL	United States	1	yes
MACHESNEY PARK	IL

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	4	0	9.5%	2	1	0	10	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	16.8%	$827M	12.2%	60	62	35	33

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• F•••••••• N••••••	4	Feb 24, 2023	Feb 24, 2023	NEENAH, WI	Team lift out	RIA to ibd	10.0%
C••••• I••••••••• A••••••• L••	2	Aug 23, 2022

Relationships

showing 80 of 147

Registered with (60)

← John LadickAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← Gracia Ann CavanaughAdvisorregistration: current employment
Jul 3, 2026 to presentfactForm ADV
← KENNETH EDWARD LACHANCEAdvisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← Craig Everett Keisling

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 7, 2026
Advisor changed firm
Tyler Dean Sass left A••••••••• I••••••••• S•••••••• I••• for Lpl Financial Llc (registered 2026-07-27)
Form ADVobserved 6 days ago
Occurred
Jun 18, 2026
Advisor changed firm
Neil A. D. Bonneson Bruce left A••••••••• I••••••••• S•••••••• I••• for Lpl Financial Llc (registered 2026-06-16)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2026
Advisor changed firm
John Charles Kvamme left A••••••••• I••••••••• S•••••••• I••• for Morgan Stanley (registered 2026-04-09)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4c74305-a827-4236-cf45-0e8d0298b533
First observed: Nov 16, 2011
Last observed: Apr 6, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.