DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••••• A••••••• P••••••• L••
EAGLE BAY, NY | WEST CHESTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• P••••••• L•• | Bd affiliated wealth | Jul 14, 2026 | n/a | yes | EAGLE BAY, NY|WEST CHESTER, PA | Current employment |
| I•• A••••••• L•• | Independent wealth | Mar 10, 2020 | n/a | yes | EASTON, PA|Eagle Bay, NY | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•• A••••••• L•• | W••••••••• A••••••• P••••••• L•• | Sep 17, 2026 | Jul 14, 2026 | -65 | Firm change after gap | RIA to ibd |
| I••••••••• A••••••• A•••• M••••••••• L•• | I•• A••••••• L•• | Jun 30, 2020 | Mar 10, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 128716:305492:PA:2020-06-30 | Jun 30, 2020 | Mar 10, 2020 | CLIFTON, PA | Firm change after gap |
| I•• A••••••• L•• | Independent wealth | Mar 10, 2020 | Sep 17, 2026 | no | EASTON, PA|Clifton, PA|Eagle Bay, NY | Previous registration |
| I••••••••• A••••••• A•••• M••••••••• L•• | Former SEC adviser | Jan 26, 2005 | Jun 30, 2020 | no | CLIFTON, PA | Previous registration |
| -112 |
| Firm change after gap |
| RIA to new firm |