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Advisor at AIRE ADVISORS, LLC
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AIRE ADVISORS, LLC | Independent wealth | Nov 20, 2020 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 16, 2011 | Nov 24, 2020 | no | BEVERLY HILLS, CA|LOS ANGELES, CA|BEVERLY HILLS, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 15, 2006 | Dec 21, 2011 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AIRE ADVISORS, LLC | Nov 24, 2020 | Nov 20, 2020 | -4 | Firm change | Wirehouse to new firm |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 21, 2011 | Dec 16, 2011 | -5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:307450:CA:2020-11-23 | Nov 24, 2020 | Nov 20, 2020 | BEVERLY HILLS, CA | Firm change |