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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

Brandy Alexander Ariza

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Houston, TX

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Search this name across graphsid dfx:ria:1d974497-1cd8-4b75-5ca1-268017ea3da1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 11, 2003
First registration: Mar 21, 2003
Dual registered: yes, broker-dealer
Other names: BRANDY ALEXIS ALEXANDER|BRANDY A SORENSON|BRANDY ALEXANDER SORENSON|BRANDY ALEXIS ALEXANDER SORENSON|BRANDY ALEXIS SORENSON|Brandy Alexander Ariza|Brandy Alexis Alexander Ariza|Brandy Alexis Ariza|Brandy Alexis Ariza
IAPD individual key: 4268340

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 21, 2023	n/a	yes	Houston, TX	Current employment
CENTRIC ADVISORS, LLC	Independent wealth	Dec 14, 2018	Feb 21, 2023	no	CYPRESS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 25, 2016	Dec 13, 2018	no	SPRING, TX\|HOUSTON, TX	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Mar 21, 2003	Mar 1, 2016	no	HOUSTON, TX\|HOUSTON, TX\|AURORA, CO\|Aurora, CO\|Houston, TX\|BAYTOWN, TX\|The Woodlands, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTRIC ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 21, 2023	Feb 21, 2023	0	Firm change	RIA to ibd
LPL FINANCIAL LLC	CENTRIC ADVISORS, LLC	Dec 13, 2018	Dec 14, 2018	1	Firm change	RIA to RIA
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	Mar 1, 2016	Feb 25, 2016	-5	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 21, 2023 to presentfactForm ADV
→ CENTRIC ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 14, 2018 to Feb 21, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 25, 2016 to Dec 13, 2018factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Mar 21, 2003 to Mar 1, 2016factForm ADV

Dated events

Occurred
Feb 21, 2023
Advisor changed firm
Brandy Alexander Ariza left Centric Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2023-02-21)
Form ADVobserved 3 days ago