DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• A•••••••• A••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedHouston, Txdual registrantIAPD 4268340

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brandy Alexis Alexander

At current firm

3 y

since Feb 21, 2023

In the industry

23 y

since Mar 11, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Feb 21, 2023 · Houston, Tx
C•••••• A•••••••• L•• independent RIA
Dec 14, 2018 to Feb 21, 2023 · Cypress, Tx
L•• F•••••••• L•• BD affiliated
Feb 25, 2016 to Dec 13, 2018 · Spring, Tx
C••• F•••••••• S•••••••• L••• former
Mar 21, 2003 to Mar 1, 2016 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 21, 2023, registered Feb 21, 2023 (0 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to C•••••• A•••••••• L••
left Dec 13, 2018, registered Dec 14, 2018 (1 days) · RIA to RIA
C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left Mar 1, 2016, registered Feb 25, 2016 (-5 days) · Other

Signals

B••••• A•••••••• A•••• left C•••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-02-21)
Feb 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address