L••• W• B••••••

Advisor at L•• F•••••••• L••

HUNTSVILLE, AL | REDSTONE ARSENAL, AL

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 5, 2013	n/a	yes	HUNTSVILLE, AL\|HUNTSVILLE, AL\|REDSTONE ARSENAL, AL\|REDSTONE ARSENAL, AL	Current employment
C••••• I••••••••• S••••••• L••	Former SEC adviser	Nov 3, 2005	Nov 6, 2013	no	HUNTSVILLE, AL\|HUNTSVILLE, AL\|HUNTSVILLE, AL\|DECATUR, AL\|MADISON, AL\|HUNTSVILLE, AL\|HUNTSVILLE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• S••••••• L••	L•• F•••••••• L••	Nov 6, 2013	Nov 5, 2013	-1	Firm change	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 5, 2013 to presentfactForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Nov 3, 2005 to Nov 6, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 3, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.