DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NIC MANAGEMENT LLC

CRD 156106

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dad170c-f918-3d2c-cd1a-05cde839ea57

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2011 to Mar 30, 2017
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $423MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $423M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 15
Private funds: 15Schedule D 7.B(1)
Private fund GAV: $423Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-72108
CRD: 156106
Filings on the tape: 13
First filed: Dec 22, 2011
Latest filed: Mar 30, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	First reported	Status	Form D file
C-BASS CBO VI LTD.	Securitized Asset Fund	$19.4M	Mar 31, 2014	Mar 30, 2012	dropped	n/a
C-BASS CBO VII LTD.	Securitized Asset Fund	$19.0M	Apr 15, 2016	Mar 30, 2012	reported	n/a
C-BASS CBO V LTD.	Securitized Asset Fund	$2.5M	Mar 30, 2017	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DRIVE SHACK INC.	SOLE MEMBER	E	yes	12/2010	Mar 30, 2017	Mar 30, 2017
Goodfield, Lawrence, Arthur	CHIEF FINANCIAL OFFICER AND TREASURER	Na	yes	09/2016	Mar 30, 2017	Mar 30, 2017
WATTERSON, SARAH, LOUISE	CHIEF EXECUTIVE OFFICER AND PRESIDENT	Na	yes	09/2016	Mar 30, 2017	Mar 30, 2017
COHN, MICHAEL, JOSHUA	CHIEF COMPLIANCE OFFICER	Na	no	12/2010	Dec 22, 2011	Mar 30, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 135

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIG LLC	n/a	Asset manager	$87B	N	yes	n/a
LOGAN CIRCLE PARTNERS, L.P.	n/a	Former SEC adviser	$39B	N	yes	n/a
DRAWBRIDGE LONG DATED VALUE ADVISORS LLC	n/a	Former SEC adviser	$796M	N	yes	n/a
CWCAPITAL INVESTMENTS LLC	n/a	Asset manager	$256M	N	yes	n/a
DRIVE SHACK INC.	n/a	Former SEC adviser	$161M	N	yes	n/a
ATP MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
CF H-BSL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
CFT CO-INVEST GP LLC	n/a	n/a	n/a	N	yes	n/a
DBGM ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a
DBGM ONSHORE GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE (UK) LLP	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE GLOBAL MACRO ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE GLOBAL MACRO GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE LDVF PATENT ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE LDVF PATENT GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE LONG DATED VALUE GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE LONG DATED VALUE II GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE LONG DATED VALUE III GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE REAL ASSETS ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE REAL ASSETS GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE SPECIAL OPPORTUNITIES GP LLC	n/a	n/a	n/a	N	yes	n/a
DRAWBRIDGE SPECIAL OPPORTUNITIES OFFSHORE GP LLC	n/a	n/a	n/a	N	yes	n/a
FC BSL CM LLC	n/a	n/a	n/a	N	yes	n/a
FC BSL II CM LLC	n/a	n/a	n/a	N	yes	n/a
FC BSL III CM LLC	n/a	n/a	n/a	N	yes	n/a
FCF JPEL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
FCF JSOF GP S.A R.L.	n/a	n/a	n/a	N	yes	n/a
FCF MBI GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO FUND II GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO FUND III GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO FUND IV GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO III CLO GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO MA CENTRE ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
FCO MA CENTRE GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO MA GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO MA II GP LLC	n/a	n/a	n/a	N	yes	n/a
FCO MA III ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
FCO MA III GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$423M	$423M	0	n/a	15	$423M
2015	Mar 30, 2016	$548M	$548M	0	n/a	16	$548M
2014	Mar 31, 2015	$485M	$485M	0	n/a	16	$485M
2013	Mar 31, 2014	$587M	$587M	0	n/a	17	$587M
2012	Apr 1, 2013	$600M	$600M	0	n/a	17	$600M
2011	Mar 30, 2012	$647M	$647M	n/a	n/a	17	$617M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$423M	$548M	-22.8%	$587M	-10.4%	0	0	n/a	n/a

Relationships

Affiliated with (9)

→ FORTRESS INVESTMENT GROUPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ DRAWBRIDGE LONG DATED VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LOGAN CIRCLE PARTNERS, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ CWCI LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DRIVE SHACK INC.Registered adviserother investment adviser, common control
factForm ADV
← FIG ADVISORS LLCRegistered adviser
factForm ADV
← FORTRESS FUND MM II LLCRegistered adviser
factForm ADV
← DRAWBRIDGE LONG DATED VALUE ADVISORS LLCRegistered adviser
factForm ADV
← MANAGEMENT HOLDINGS LLCRegistered adviser
factForm ADV

Advises (3)

→ C-BASS CBO V LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ C-BASS CBO VII LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ C-BASS CBO VI LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Mar 31, 2014factForm ADV

Owns (1)

← COHN, MICHAEL, JOSHUAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV

Controls (3)

← WATTERSON, SARAH, LOUISEOwnerCHIEF EXECUTIVE OFFICER AND PRESIDENT, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← Goodfield, Lawrence, ArthurOwnerCHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← DRIVE SHACK INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2017 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dad170c-f918-3d2c-cd1a-05cde839ea57
First observed: Dec 22, 2011
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NIC MANAGEMENT LLC

CRD 156106

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dad170c-f918-3d2c-cd1a-05cde839ea57

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

C-BASS CBO VI LTD.

Securitized Asset Fund

$19.4M

Mar 31, 2014

Mar 30, 2012

dropped

n/a

C-BASS CBO VII LTD.

Securitized Asset Fund

$19.0M

Apr 15, 2016

Mar 30, 2012

reported

n/a

C-BASS CBO V LTD.

Securitized Asset Fund

$2.5M

Mar 30, 2017

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DRIVE SHACK INC.

SOLE MEMBER

yes

12/2010

Mar 30, 2017

Goodfield, Lawrence, Arthur

CHIEF FINANCIAL OFFICER AND TREASURER

yes

09/2016

Mar 30, 2017

WATTERSON, SARAH, LOUISE

CHIEF EXECUTIVE OFFICER AND PRESIDENT

yes

09/2016

Mar 30, 2017

COHN, MICHAEL, JOSHUA

CHIEF COMPLIANCE OFFICER

12/2010

Dec 22, 2011

Mar 30, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIG LLC

n/a

Asset manager

$87B

yes

n/a

LOGAN CIRCLE PARTNERS, L.P.

n/a

Former SEC adviser

$39B

yes

n/a

DRAWBRIDGE LONG DATED VALUE ADVISORS LLC

n/a

Former SEC adviser

$796M

yes

n/a

CWCAPITAL INVESTMENTS LLC

n/a

Asset manager

$256M

yes

n/a

DRIVE SHACK INC.

n/a

Former SEC adviser

$161M

yes

n/a

ATP MANAGEMENT LLC

n/a

yes

n/a

CF H-BSL MANAGEMENT LLC

n/a

yes

n/a

CFT CO-INVEST GP LLC

n/a

yes

n/a

DBGM ASSOCIATES LLC

n/a

yes

n/a

DBGM ONSHORE GP LLC

n/a

yes

n/a

DRAWBRIDGE (UK) LLP

n/a

yes

n/a

DRAWBRIDGE GLOBAL MACRO ADVISORS LLC

n/a

yes

n/a

DRAWBRIDGE GLOBAL MACRO GP LLC

n/a

yes

n/a

DRAWBRIDGE LDVF PATENT ADVISORS LLC

n/a

yes

n/a

DRAWBRIDGE LDVF PATENT GP LLC

n/a

yes

n/a

DRAWBRIDGE LONG DATED VALUE GP LLC

n/a

yes

n/a

DRAWBRIDGE LONG DATED VALUE II GP LLC

n/a

yes

n/a

DRAWBRIDGE LONG DATED VALUE III GP LLC

n/a

yes

n/a

DRAWBRIDGE REAL ASSETS ADVISORS LLC

n/a

yes

n/a

DRAWBRIDGE REAL ASSETS GP LLC

n/a

yes

n/a

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC

n/a

yes

n/a

DRAWBRIDGE SPECIAL OPPORTUNITIES GP LLC

n/a

yes

n/a

DRAWBRIDGE SPECIAL OPPORTUNITIES OFFSHORE GP LLC

n/a

yes

n/a

FC BSL CM LLC

n/a

yes

n/a

FC BSL II CM LLC

n/a

yes

n/a

FC BSL III CM LLC

n/a

yes

n/a

FCF JPEL MANAGEMENT LLC

n/a

yes

n/a

FCF JSOF GP S.A R.L.

n/a

yes

n/a

FCF MBI GP LLC

n/a

yes

n/a

FCO FUND GP LLC

n/a

yes

n/a

FCO FUND II GP LLC

n/a

yes

n/a

FCO FUND III GP LLC

n/a

yes

n/a

FCO FUND IV GP LLC

n/a

yes

n/a

FCO III CLO GP LLC

n/a

yes

n/a

FCO MA CENTRE ADVISORS LLC

n/a

yes

n/a

FCO MA CENTRE GP LLC

n/a

yes

n/a

FCO MA GP LLC

n/a

yes

n/a

FCO MA II GP LLC

n/a

yes

n/a

FCO MA III ADVISORS LLC

n/a

yes

n/a

FCO MA III GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$423M

n/a

$423M

2015

Mar 30, 2016

$548M

n/a

$548M

2014

Mar 31, 2015

$485M

n/a

$485M

2013

Mar 31, 2014

$587M

n/a

$587M

2012

Apr 1, 2013

$600M

n/a

$600M

2011

Mar 30, 2012

$647M

n/a

$617M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$423M

$548M

-22.8%

$587M

-10.4%

n/a