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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FIG ADVISORS LLC

CRD 112329

NEW YORK, NY

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Search this name across graphsid dfx:ria:ceb18245-4a1f-e534-5dc9-5f8e75e0e3b1

Data as of Dec 22, 2011 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2011 to Dec 22, 2011
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $20.6MItem 5.F on the latest filing (2011-12-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Advisory employees: 0
Accounts: 1
Custody, client assets: $20.6M
SEC number: 801-56886
CRD: 112329
Filings on the tape: 1
First filed: Dec 22, 2011
Latest filed: Dec 22, 2011
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EDENS, WESLEY, ROBERT	CHIEF EXECUTIVE OFFICER	Na	yes	03/1999	Dec 22, 2011	Dec 22, 2011
FIG CORP.	GENERAL PARTNER	F	yes	01/2007	Dec 22, 2011	Dec 22, 2011
FIG LLC	SOLE MANAGING MEMBER	E	yes	01/2007	Dec 22, 2011	Dec 22, 2011
FORTRESS INVESTMENT GROUP LLC	SOLE SHAREHOLDER	F	yes	01/2007	Dec 22, 2011	Dec 22, 2011
FORTRESS OPERATING ENTITY I LP	SOLE MANAGING MEMBER	E	yes	01/2007	Dec 22, 2011	Dec 22, 2011
KAUFFMAN, ROBERT, IAN	President	Na	yes	03/1999	Dec 22, 2011	Dec 22, 2011
NARDONE, RANDAL, ALAN	CHIEF OPERATING OFFICER & SECRETARY	Na	yes	03/1999	Dec 22, 2011	Dec 22, 2011
BROOKS, DAVID, NICHOLS	VICE PRESIDENT & GENERAL COUNSEL	Na	no	02/2007	Dec 22, 2011	Dec 22, 2011
COHN, MICHAEL, JOSHUA	CHIEF COMPLIANCE OFFICER	Na	no	03/2005	Dec 22, 2011	Dec 22, 2011
MORRISSEY, JOHN, MALCOLM	CHIEF FINANICAL OFFICER	Na	no	06/2009	Dec 22, 2011	Dec 22, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 46

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIG LLC	Investment Adviser	Asset manager	$87B	n/a	n/a	n/a
LOGAN CIRCLE PARTNERS, L.P.	Investment Adviser	Former SEC adviser	$39B	n/a	n/a	n/a
MANAGEMENT HOLDINGS LLC	Investment Adviser	Former SEC adviser	$11B	n/a	n/a	n/a
DRAWBRIDGE LONG DATED VALUE ADVISORS LLC	Investment Adviser	Former SEC adviser	$796M	n/a	n/a	n/a
NIC MANAGEMENT LLC	Investment Adviser	Former SEC adviser	$423M	n/a	n/a	n/a
CWCAPITAL INVESTMENTS LLC	Investment Adviser	Asset manager	$256M	n/a	n/a	n/a
NEWCASTLE INVESTMENT CORP.	Investment Adviser	Former SEC adviser	$161M	n/a	n/a	n/a
FORTRESS FUND MM II LLC	Investment Adviser	Former SEC adviser	$147M	n/a	n/a	n/a
ATP MANAGEMENT LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
DRAWBRIDGE GLOBAL MACRO ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
DRAWBRIDGE LDVF PATENT ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
DRAWBRIDGE REAL ASSETS ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FCO MA LSS ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FCO MA MAPLE LEAF GP LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FM FALSTAFF ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS ASIA MACRO ADVISOR LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS CAPITAL FORMATION LLC	Broker-Dealer	n/a	n/a	n/a	n/a	n/a
FORTRESS COMMODITIES ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS CREDIT OPPORTUNITIES ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS CREDIT OPPORTUNITIES MA ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS CREDIT OPPORTUNITIES MA II ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS CREDIT OPPORTUNITIES MA MAPLE LEAF ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS DRIVE ASSET MANAGER LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS FUND IV ADVISOR LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS FUND IV GP L.P.	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS FUND MM LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS GLOBAL OPPORTUNITIES (YEN) ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS INVESTMENT GROUP (SINGAPORE) PTE. LTD	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS JAPAN OPPORTUNITY MANAGEMENT LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS LIFE SETTLEMENT ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS MACRO ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS MORTGAGE OPPORTUNITIES ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS NET LEASE ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS PARTNERS ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS SPECIAL OPPORTUNITIES ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS VALUE RECOVERY ADVISORS II LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS VALUE RECOVERY CM LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
FORTRESS VRF ADVISORS I LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a
GLOBAL PORTFOLIO ADVISORS LLC	Investment Adviser	n/a	n/a	n/a	n/a	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Philadelphia	Pa	United States	n/a	no
Irving	TX	United States	n/a	no
FRANKFURT AM MAIN	n/a	Germany	n/a	no
London	n/a	United Kingdom	n/a	no
Tokyo	n/a	Japan	n/a	no

Relationships

Affiliated with (11)

→ FORTRESS FUND MM II LLCRegistered adviser
factForm ADV
→ FORTRESS INVESTMENT GROUPRegistered adviser
factForm ADV
→ DRAWBRIDGE LONG DATED VALUE ADVISORS LLCRegistered adviser
factForm ADV
→ LOGAN CIRCLE PARTNERS, L.P.Registered adviser
factForm ADV
→ CWCI LLCRegistered adviser
factForm ADV
→ MANAGEMENT HOLDINGS LLCRegistered adviser
factForm ADV
→ NIC MANAGEMENT LLCRegistered adviser
factForm ADV
→ DRIVE SHACK INC.Registered adviser
factForm ADV
← FORTRESS FUND MM II LLCRegistered adviser
factForm ADV
← DRAWBRIDGE LONG DATED VALUE ADVISORS LLCRegistered adviser
factForm ADV
← MANAGEMENT HOLDINGS LLCRegistered adviser
factForm ADV

Controls (6)

← EDENS, WESLEY, ROBERTOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV
← KAUFFMAN, ROBERT, IANOwnerPRESIDENT, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV
← NARDONE, RANDAL, ALANOwnerCHIEF OPERATING OFFICER & SECRETARY, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV
← FIG CORP.OwnerGENERAL PARTNER, ownership code F, domestic entity
Dec 22, 2011 to presentfactForm ADV
← FORTRESS INVESTMENT GROUP LLCOwnerSOLE SHAREHOLDER, ownership code F, domestic entity
Dec 22, 2011 to presentfactForm ADV
← FORTRESS OPERATING ENTITY I LPOwnerSOLE MANAGING MEMBER, ownership code E, domestic entity
Dec 22, 2011 to presentfactForm ADV

Owns (3)

← COHN, MICHAEL, JOSHUAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV
← BROOKS, DAVID, NICHOLSOwnerVICE PRESIDENT & GENERAL COUNSEL, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV
← MORRISSEY, JOHN, MALCOLMOwnerCHIEF FINANICAL OFFICER, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ceb18245-4a1f-e534-5dc9-5f8e75e0e3b1
First observed: Dec 22, 2011
Last observed: Dec 22, 2011 179 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIG ADVISORS LLC

CRD 112329

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ceb18245-4a1f-e534-5dc9-5f8e75e0e3b1

Data as of Dec 22, 2011 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EDENS, WESLEY, ROBERT

CHIEF EXECUTIVE OFFICER

yes

03/1999

Dec 22, 2011

FIG CORP.

GENERAL PARTNER

yes

01/2007

Dec 22, 2011

FIG LLC

SOLE MANAGING MEMBER

yes

01/2007

Dec 22, 2011

FORTRESS INVESTMENT GROUP LLC

SOLE SHAREHOLDER

yes

01/2007

Dec 22, 2011

FORTRESS OPERATING ENTITY I LP

SOLE MANAGING MEMBER

yes

01/2007

Dec 22, 2011

KAUFFMAN, ROBERT, IAN

President

yes

03/1999

Dec 22, 2011

NARDONE, RANDAL, ALAN

CHIEF OPERATING OFFICER & SECRETARY

yes

03/1999

Dec 22, 2011

BROOKS, DAVID, NICHOLS

VICE PRESIDENT & GENERAL COUNSEL

02/2007

Dec 22, 2011

COHN, MICHAEL, JOSHUA

CHIEF COMPLIANCE OFFICER

03/2005

Dec 22, 2011

MORRISSEY, JOHN, MALCOLM

CHIEF FINANICAL OFFICER

06/2009

Dec 22, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIG LLC

Investment Adviser

Asset manager

$87B

n/a

LOGAN CIRCLE PARTNERS, L.P.

Investment Adviser

Former SEC adviser

$39B

n/a

MANAGEMENT HOLDINGS LLC

Investment Adviser

Former SEC adviser

$11B

n/a

DRAWBRIDGE LONG DATED VALUE ADVISORS LLC

Investment Adviser

Former SEC adviser

$796M

n/a

NIC MANAGEMENT LLC

Investment Adviser

Former SEC adviser

$423M

n/a

CWCAPITAL INVESTMENTS LLC

Investment Adviser

Asset manager

$256M

n/a

NEWCASTLE INVESTMENT CORP.

Investment Adviser

Former SEC adviser

$161M

n/a

FORTRESS FUND MM II LLC

Investment Adviser

Former SEC adviser

$147M

n/a

ATP MANAGEMENT LLC

Investment Adviser

n/a

DRAWBRIDGE GLOBAL MACRO ADVISORS LLC

Investment Adviser

n/a

DRAWBRIDGE LDVF PATENT ADVISORS LLC

Investment Adviser

n/a

DRAWBRIDGE REAL ASSETS ADVISORS LLC

Investment Adviser

n/a

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC

Investment Adviser

n/a

FCO MA LSS ADVISORS LLC

Investment Adviser

n/a

FCO MA MAPLE LEAF GP LLC

Investment Adviser

n/a

FM FALSTAFF ADVISORS LLC

Investment Adviser

n/a

FORTRESS ASIA MACRO ADVISOR LLC

Investment Adviser

n/a

FORTRESS CAPITAL FORMATION LLC

Broker-Dealer

n/a

FORTRESS COMMODITIES ADVISORS LLC

Investment Adviser

n/a

FORTRESS CREDIT OPPORTUNITIES ADVISORS LLC

Investment Adviser

n/a

FORTRESS CREDIT OPPORTUNITIES MA ADVISORS LLC

Investment Adviser

n/a

FORTRESS CREDIT OPPORTUNITIES MA II ADVISORS LLC

Investment Adviser

n/a

FORTRESS CREDIT OPPORTUNITIES MA MAPLE LEAF ADVISORS LLC

Investment Adviser

n/a

FORTRESS DRIVE ASSET MANAGER LLC

Investment Adviser

n/a

FORTRESS FUND IV ADVISOR LLC

Investment Adviser

n/a

FORTRESS FUND IV GP L.P.

Investment Adviser

n/a

FORTRESS FUND MM LLC

Investment Adviser

n/a

FORTRESS GLOBAL OPPORTUNITIES (YEN) ADVISORS LLC

Investment Adviser

n/a

FORTRESS INVESTMENT GROUP (SINGAPORE) PTE. LTD

Investment Adviser

n/a

FORTRESS JAPAN OPPORTUNITY MANAGEMENT LLC

Investment Adviser

n/a

FORTRESS LIFE SETTLEMENT ADVISORS LLC

Investment Adviser

n/a

FORTRESS MACRO ADVISORS LLC

Investment Adviser

n/a

FORTRESS MORTGAGE OPPORTUNITIES ADVISORS LLC

Investment Adviser

n/a

FORTRESS NET LEASE ADVISORS LLC

Investment Adviser

n/a

FORTRESS PARTNERS ADVISORS LLC

Investment Adviser

n/a

FORTRESS SPECIAL OPPORTUNITIES ADVISORS LLC

Investment Adviser

n/a

FORTRESS VALUE RECOVERY ADVISORS II LLC

Investment Adviser

n/a

FORTRESS VALUE RECOVERY CM LLC

Investment Adviser

n/a

FORTRESS VRF ADVISORS I LLC

Investment Adviser

n/a

GLOBAL PORTFOLIO ADVISORS LLC

Investment Adviser

n/a

City

State

Country

Employees

Also broker-dealer

Philadelphia

United States

n/a

Irving

United States

n/a

FRANKFURT AM MAIN

n/a

Germany

n/a

London

n/a

United Kingdom

n/a

Tokyo

n/a

Japan

n/a