DFX Intelligence

J••••• P••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••••• P••• M•••••••

Advisor at A•••• C•••••• C••••

Phoenixville, PA | NEW YORK, NY

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Search this name across graphsid dfx:ria:1dc6d6a9-f2a2-2978-68b3-acf27b8f3950

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••••• C••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C•••••• C••••	Bd affiliated wealth	Sep 19, 2025	n/a	yes	Phoenixville, PA\|NEW YORK, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2023	Sep 30, 2025	no	BERWYN, PA\|SAN DIEGO, CA\|WEST CONSHOHOCKEN, PA\|PHOENIXVILLE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A•••• C•••••• C••••	Sep 30, 2025	Sep 19, 2025	-11	Firm change	Ibd to ibd
1••• A•••••••	L•• F•••••••• L••	Feb 6, 2023	Feb 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
100:6413:PA:2023-02-06	Feb 6, 2023	Feb 1, 2023	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (4)

→ A•••• C•••••• C••••Registered adviserregistration: current employment
Sep 19, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2023 to Sep 30, 2025factForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Oct 25, 2021 to Feb 6, 2023factForm ADV
→ J••••• M••••••••• S•••• L••

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dc6d6a9-f2a2-2978-68b3-acf27b8f3950
First observed: Mar 30, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.