DFX Intelligence

J••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J••• D•••• S••••••••

Advisor at C••••• I••••••••• A••••••• L••

PENSACOLA, FL

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Search this name across graphsid dfx:ria:1dce4707-28af-0305-44b9-466111a8dfa3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 23, 2022	n/a	yes	PENSACOLA, FL	Current employment
H•••••• W•••••• I••••••••• S••••••• I•••	Independent wealth	Aug 5, 2020	Aug 10, 2022	no	PENSACOLA, FL\|NEW ORLEANS, LA\|PENSACOLA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W•••••• I••••••••• S••••••• I•••	C••••• I••••••••• A••••••• L••	Aug 10, 2022	Jul 23, 2022	-18	Bulk transfer	Ibd to ibd
M••••• S••••••	H•••••• W•••••• I••••••••• S••••••• I•••	Aug 6, 2020	Aug 5, 2020

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jul 23, 2022 to presentfactForm ADV
→ H•••••• W•••••• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2020 to Aug 10, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 27, 2013 to Aug 6, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dce4707-28af-0305-44b9-466111a8dfa3
First observed: Aug 27, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.