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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD 40637

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccbd4500-c31b-4285-8e59-0ff8223bbd57

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 192
Dated events: 27
On other graphs: 0
Observed: Mar 30, 2012 to Mar 23, 2026
55 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $306MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $306M
Private client RAUM: $282MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $38.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 49
Advisory employees: 49
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 912
Individual clients: 863
High net worth clients: 2
SEC number: 801-68420
CRD: 40637
Filings on the tape: 55
First filed: Mar 30, 2012
Latest filed: Mar 23, 2026
Organised: Corporation, MS

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MARIO RIGNEY	Chartered Financial Analyst	NEW ORLEANS, LA	4	36	n/a	no
STEPHEN CHAUSSARD CANGELOSI	n/a	NEW ORLEANS, LA	4	24	1	no
BRYAN SCOTT MCCAULLEY	Chartered Financial Analyst	NEW ORLEANS, LA	4	15	n/a	no
MARTIN CHRISTOPHER SIRERA	Chartered Financial Analyst	NEW ORLEANS, LA	4	30	1	no
ROBERT PAUL TETEN	Chartered Financial Analyst	NEW ORLEANS, LA	4	29	n/a	no
RICHARD L. CHAUVIN	Chartered Financial Analyst	NEW ORLEANS, LA	4	30	n/a	no
ANDREA PANAITESCU	n/a	NEW ORLEANS, LA	3	10	1	yes
DAVID JOHN LUNDGREN	Chartered Financial Analyst	NEW ORLEANS, LA	1	27	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANCOCK WHITNEY CORPORATION	Shareholder	E	yes	03/2017	May 31, 2018	Apr 1, 2024
MILTON, MILES STUART	PRESIDENT/CEO AND DIRECTOR	Na	yes	07/2018	Jun 17, 2015	Apr 1, 2024
RIGNEY, JOHN MARIO JR	RIA-CCO/VP/SECRETARY & DIRECTOR	Na	yes	08/2022	Aug 19, 2022	Apr 1, 2024
SCHEXNAYDER, ANITA GREGOIRE	VICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR	Na	yes	08/2022	Aug 19, 2022	Apr 1, 2024
BARTLETT, DONNA	BROKER DEALER - CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Mar 30, 2023	Apr 1, 2024
LOUPE, PATRICIA KIVES	ASSISTANT SECRETARY	Na	no	05/2017	Apr 19, 2018	Apr 1, 2024
NICHOALDS, STUART TODD	AML/BSA OFFICER	Na	no	04/2016	Apr 12, 2016	Apr 1, 2024
SMITH, KYNA NATASHA	ASSISTANT SECRETARY	Na	no	08/2020	Aug 20, 2020	Apr 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HANCOCK WHITNEY BANK	n/a	n/a	n/a	N	yes	n/a
WHITNEY BANK TRUST & ASSET MANAGEMENT MUNICIPAL ADVISORS GROUP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BATON ROUGE	La	United States	3	yes
Gulfport	Ms	United States	1	yes
Houston	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$306M	$306M	49	49	3	n/a	n/a
2024	Mar 21, 2025	$211M	$211M	45	45	3	n/a	n/a
2023	Mar 27, 2024	$219M	$219M	45	45	3	n/a	n/a
2022	Mar 30, 2023	$235M	$235M	45	45	3	n/a	n/a
2021	Mar 29, 2022	$1.1B	$1.1B	90	77	87	n/a	n/a
2020	Mar 30, 2021	$802M	$802M	95	74	87	n/a	n/a
2019	Mar 30, 2020	$556M	$556M	79	74	80	n/a	n/a
2018	Mar 20, 2019	$531M	$531M	78	67	57	n/a	n/a
2017	Mar 29, 2018	$482M	$482M	78	65	57	n/a	n/a
2016	Mar 30, 2017	$402M	$402M	73	67	n/a	n/a	n/a
2015	Mar 28, 2016	$330M	$330M	82	54	n/a	n/a	n/a
2014	Mar 27, 2015	$356M	$356M	74	38	n/a	n/a	n/a
2013	Mar 31, 2014	$361M	$361M	72	40	n/a	n/a	n/a
2012	Apr 1, 2013	$320M	$320M	68	36	n/a	n/a	n/a
2011	Mar 30, 2012	$245M	$245M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$306M	$211M	45.3%	$235M	9.2%	49	45	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STRATOS WEALTH PARTNERS, LTD	2	Dec 1, 2017	Dec 1, 2017	GULFPORT, MS	Team lift out	Other	3.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Sep 19, 2016	Sep 9, 2016	HOUSTON, TX	Team lift out	Other	0.0%

Relationships

showing 80 of 192

Registered with (71)

← DAVID JOHN LUNDGRENAdvisorregistration: current employment
Dec 20, 2024 to presentfactForm ADV
← ANDREA PANAITESCUAdvisorregistration: current employment
May 26, 2023 to presentfactForm ADV
← ROBERT PAUL TETENAdvisorregistration: current employment
Jun 6, 2022 to presentfactForm ADV
← RICHARD L. CHAUVINAdvisorregistration: current employment
Jun 6, 2022 to presentfactForm ADV
← MARTIN CHRISTOPHER SIRERAAdvisorregistration: current employment
May 24, 2022 to presentfactForm ADV
← BRYAN SCOTT MCCAULLEYAdvisorregistration: current employment
May 17, 2022 to presentfactForm ADV
← STEPHEN CHAUSSARD CANGELOSIAdvisorregistration: current employment
May 16, 2022 to presentfactForm ADV
← JOHN MARIO RIGNEYAdvisorregistration: current employment
May 11, 2022 to presentfactForm ADV
← KIRK ROY FRICKEAdvisorregistration: previous registration
Jul 20, 2018 to Aug 23, 2022factForm ADV
← WAYNE JOSEPH MURRYAdvisorregistration: previous registration
Feb 7, 2012 to Aug 18, 2022factForm ADV
← JOHN IVAN MAYFIELDAdvisorregistration: previous registration
Dec 19, 2019 to Aug 10, 2022factForm ADV
← Michael Merritt TalbotAdvisorregistration: previous registration
Nov 2, 2017 to Aug 10, 2022factForm ADV
← SHAWN BONIN DUCAAdvisorregistration: previous registration
Jun 2, 2017 to Aug 10, 2022factForm ADV
← JEFFREY ANTHONY ROYAdvisorregistration: previous registration
Aug 5, 2019 to Aug 10, 2022factForm ADV
← BRYANT CHARLES MAGEEAdvisorregistration: previous registration
Oct 7, 2020 to Aug 10, 2022factForm ADV
← JOHN BURTON MYRESAdvisorregistration: previous registration
Jul 1, 2014 to Aug 10, 2022factForm ADV
← JODY JAMES LAFONTAdvisorregistration: previous registration
Aug 14, 2003 to Aug 10, 2022factForm ADV
← BRIAN ANDREW HERMETZAdvisorregistration: previous registration
Oct 24, 2007 to Aug 10, 2022factForm ADV
← BRIAN PAUL SMITHAdvisorregistration: previous registration
Mar 20, 2020 to Aug 10, 2022factForm ADV
← KEITH PAUL LEBLANCAdvisorregistration: previous registration
Oct 24, 2007 to Aug 10, 2022factForm ADV
← ROBIN VAIL PLATTAdvisorregistration: previous registration
May 13, 2013 to Aug 10, 2022factForm ADV
← Vincent de Paul MatthewsAdvisorregistration: previous registration
Jun 23, 2020 to Aug 10, 2022factForm ADV
← SONDRA JONES ROBBINSAdvisorregistration: previous registration
Feb 10, 2012 to Aug 10, 2022factForm ADV
← MARYBETH POMES CASTAYAdvisorregistration: previous registration
Aug 16, 2017 to Aug 10, 2022factForm ADV
← ERIK ALEXIS CARRINGTONAdvisorregistration: previous registration
Jun 7, 2012 to Aug 10, 2022factForm ADV
← MITCHELL DARRIN DALEYAdvisorregistration: previous registration
Oct 24, 2007 to Aug 10, 2022factForm ADV
← THOMAS J KORNETTAdvisorregistration: previous registration
Oct 1, 2021 to Aug 10, 2022factForm ADV
← ANGELA CRIST AVANTAdvisorregistration: previous registration
Sep 9, 2016 to Aug 10, 2022factForm ADV
← JEFFREY ALLEN DANNELLYAdvisorregistration: previous registration
Jun 26, 2018 to Aug 10, 2022factForm ADV
← DONALD RICHARD ABAUNZAAdvisorregistration: previous registration
Feb 8, 2012 to Aug 10, 2022factForm ADV
and 41 more

Affiliated with (1)

← HORIZON ADVISERSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (4)

← MILTON, MILES STUARTOwnerPRESIDENT/CEO AND DIRECTOR, ownership code NA, individual
Jun 17, 2015 to Apr 1, 2024factForm ADV
← RIGNEY, JOHN MARIO JROwnerRIA-CCO/VP/SECRETARY & DIRECTOR, ownership code NA, individual
Aug 19, 2022 to Apr 1, 2024factForm ADV
← SCHEXNAYDER, ANITA GREGOIREOwnerVICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR, ownership code NA, individual
Aug 19, 2022 to Apr 1, 2024factForm ADV
← HANCOCK WHITNEY CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
May 31, 2018 to Apr 1, 2024factForm ADV

Owns (4)

← BARTLETT, DONNAOwnerBROKER DEALER - CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to Apr 1, 2024factForm ADV
← NICHOALDS, STUART TODDOwnerAML/BSA OFFICER, ownership code NA, individual
Apr 12, 2016 to Apr 1, 2024factForm ADV
← LOUPE, PATRICIA KIVESOwnerASSISTANT SECRETARY, ownership code NA, individual
Apr 19, 2018 to Apr 1, 2024factForm ADV
← SMITH, KYNA NATASHAOwnerASSISTANT SECRETARY, ownership code NA, individual
Aug 20, 2020 to Apr 1, 2024factForm ADV

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2023
Regulatory AUM changed
Hancock Whitney Investment Services Inc. reported RAUM $235.2M, down 32% from $343.5M (2022-09-12 to 2023-03-30)
Form ADVobserved 4 days ago
$-108M
Occurred
Sep 12, 2022
Regulatory AUM changed
Hancock Whitney Investment Services Inc. reported RAUM $343.5M, down 67% from $1.0B (2022-08-19 to 2022-09-12)
Form ADVobserved 4 days ago
$-706M
Occurred
Aug 23, 2022
Advisor changed firm
Kirk Roy Fricke left Hancock Whitney Investment Services Inc. for Hilltop Securities Inc. (registered 2025-05-29)
Form ADVobserved 4 days ago
Occurred
Aug 19, 2022
Control person joined
Brian M Moran (Chief Compliance Officer) appeared on Schedule A of Hancock Whitney Investment Services Inc.
Form ADVobserved 4 days ago
Occurred
Aug 19, 2022
Control person joined
Anita Gregoire Schexnayder (Vice President/Chief Financial Officer & Director) appeared on Schedule A of Hancock Whitney Investment Services Inc.
Form ADVobserved 4 days ago
Occurred
Aug 19, 2022
Control person joined
John Mario Jr Rigney (Vice President/Secretary & Director) appeared on Schedule A of Hancock Whitney Investment Services Inc.
Form ADVobserved 4 days ago
Occurred
Aug 19, 2022
Control person left
Ronald Joseph Deblanc (Vice President, Cfo, Senior Asst. Secretary & Treasurer) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)
Form ADVobserved 4 days ago
Occurred
Aug 19, 2022
Control person left
Anthony Mark Cognevich (Vp/Cco And Director) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)
Form ADVobserved 4 days ago
Occurred
Aug 19, 2022
Control person left
James Hiroshi Fujinaga (President/Ceo And Director) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)
Form ADVobserved 4 days ago
Occurred
Aug 19, 2022
Control person left
Keith Paul Leblanc (Vice President, Director Of Sales) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)
Form ADVobserved 4 days ago
Occurred
Aug 18, 2022
Advisor changed firm
Wayne Joseph Murry left Hancock Whitney Investment Services Inc. for Newedge Advisors (registered 2022-08-08)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Joshua Edgardo Torres left Hancock Whitney Investment Services Inc. for First Horizon Advisors, Inc (registered 2022-08-01)
Form ADVobserved 4 days ago
Occurred
May 26, 2022
Advisor changed firm
Garrett Keith Norton left Hancock Whitney Investment Services Inc. for Lpl Financial Llc (registered 2022-04-29)
Form ADVobserved 4 days ago
Occurred
May 2, 2022
Advisor changed firm
Paul Kunz left Hancock Whitney Investment Services Inc. for Lpl Financial Llc (registered 2022-04-12)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2022
Advisor changed firm
Stephens Young Mcvea left Hancock Whitney Investment Services Inc. for Ameriprise Financial Services, Llc (registered 2022-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Hancock Whitney Investment Services Inc. reported RAUM $1.1B, up 39% from $802.0M (2021-10-21 to 2022-03-29)
Form ADVobserved 4 days ago
$311M
Occurred
Mar 15, 2022
Advisor changed firm
Jonathan James Miles left Hancock Whitney Investment Services Inc. for First Horizon Advisors, Inc (registered 2022-03-08)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2022
Advisor changed firm
Jordan Christopher Maruszak left Hancock Whitney Investment Services Inc. for Csenge Advisory Group, Llc (registered 2022-03-17)
Form ADVobserved 4 days ago
Occurred
Mar 8, 2022
Advisor changed firm
Erin Majure Willcutt left Hancock Whitney Investment Services Inc. for Icom Advisors, Llc (registered 2022-03-04)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2022
Advisor changed firm
John Hughes Scott left Hancock Whitney Investment Services Inc. for Raymond James & Associates, Inc. (registered 2022-02-15)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Hancock Whitney Investment Services Inc. reported RAUM $802.0M, up 44% from $556.5M (2020-10-08 to 2021-03-30)
Form ADVobserved 4 days ago
$246M
Occurred
Aug 20, 2020
Control person left
David Joseph Palozzola (Vice President, Director Of Brokerage Operations) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2020-07-14, absent 2020-08-20)
Form ADVobserved 4 days ago

Show 5 bookkeeping events

Occurred
Sep 12, 2022
Hancock Whitney Investment Services Inc. reported 3 offices beyond its principal office, down from 87 (2022-08-19 to 2022-09-12)
Occurred
Sep 12, 2022
Hancock Whitney Investment Services Inc. reported 10 state-registered advisory representatives, down from 57 (2022-08-19 to 2022-09-12)
Occurred
Jun 22, 2022
Hancock Whitney Investment Services Inc. reported 57 state-registered advisory representatives, down from 79 (2022-03-29 to 2022-06-22)
Occurred
Mar 30, 2021
Hancock Whitney Investment Services Inc. reported 87 offices beyond its principal office, up from 80 (2020-10-08 to 2021-03-30)
Occurred
Mar 30, 2020
Hancock Whitney Investment Services Inc. reported 80 offices beyond its principal office, up from 57 (2019-08-12 to 2020-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccbd4500-c31b-4285-8e59-0ff8223bbd57
First observed: Mar 30, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD 40637

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccbd4500-c31b-4285-8e59-0ff8223bbd57

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MARIO RIGNEY

Chartered Financial Analyst

NEW ORLEANS, LA

n/a

STEPHEN CHAUSSARD CANGELOSI

n/a

NEW ORLEANS, LA

BRYAN SCOTT MCCAULLEY

Chartered Financial Analyst

NEW ORLEANS, LA

n/a

MARTIN CHRISTOPHER SIRERA

Chartered Financial Analyst

NEW ORLEANS, LA

ROBERT PAUL TETEN

Chartered Financial Analyst

NEW ORLEANS, LA

n/a

RICHARD L. CHAUVIN

Chartered Financial Analyst

NEW ORLEANS, LA

n/a

ANDREA PANAITESCU

n/a

NEW ORLEANS, LA

yes

DAVID JOHN LUNDGREN

Chartered Financial Analyst

NEW ORLEANS, LA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANCOCK WHITNEY CORPORATION

Shareholder

yes

03/2017

May 31, 2018

Apr 1, 2024

MILTON, MILES STUART

PRESIDENT/CEO AND DIRECTOR

yes

07/2018

Jun 17, 2015

Apr 1, 2024

RIGNEY, JOHN MARIO JR

RIA-CCO/VP/SECRETARY & DIRECTOR

yes

08/2022

Aug 19, 2022

Apr 1, 2024

SCHEXNAYDER, ANITA GREGOIRE

VICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR

yes

08/2022

Aug 19, 2022

Apr 1, 2024

BARTLETT, DONNA

BROKER DEALER - CHIEF COMPLIANCE OFFICER

01/2023

Mar 30, 2023

Apr 1, 2024

LOUPE, PATRICIA KIVES

ASSISTANT SECRETARY

05/2017

Apr 19, 2018

Apr 1, 2024

NICHOALDS, STUART TODD

AML/BSA OFFICER

04/2016

Apr 12, 2016

Apr 1, 2024

SMITH, KYNA NATASHA

ASSISTANT SECRETARY

08/2020

Aug 20, 2020

Apr 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HANCOCK WHITNEY BANK

n/a

yes

n/a

WHITNEY BANK TRUST & ASSET MANAGEMENT MUNICIPAL ADVISORS GROUP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BATON ROUGE

United States

yes

Gulfport

United States

yes

Houston

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$306M

n/a

2024

Mar 21, 2025

$211M

n/a

2023

Mar 27, 2024

$219M

n/a

2022

Mar 30, 2023

$235M

n/a

2021

Mar 29, 2022

$1.1B

n/a

2020

Mar 30, 2021

$802M

n/a

2019

Mar 30, 2020

$556M

n/a

2018

Mar 20, 2019

$531M

n/a

2017

Mar 29, 2018

$482M

n/a

2016

Mar 30, 2017

$402M

n/a

2015

Mar 28, 2016

$330M

n/a

2014

Mar 27, 2015

$356M

n/a

2013

Mar 31, 2014

$361M

n/a

2012

Apr 1, 2013

$320M

n/a

2011

Mar 30, 2012

$245M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$306M

$211M

45.3%

$235M

9.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STRATOS WEALTH PARTNERS, LTD

Dec 1, 2017

GULFPORT, MS

Team lift out

Other

3.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Sep 19, 2016

Sep 9, 2016

HOUSTON, TX

Team lift out

Other

0.0%