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Advisor at LPL ENTERPRISE, LLC
FORT MILL, SC | HOPKINTON, MA | Hopkinton, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Sep 26, 2024 | n/a | yes | HOPKINTON, MA|FORT MILL, SC|Hopkinton, MA | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 12, 2011 | Sep 5, 2013 | no | NEW YORK, NY|BOSTON, MA | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Aug 12, 2011 | Sep 5, 2013 | no | NEW YORK, NY|BOSTON, MA | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Aug 12, 2011 | Sep 13, 2013 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 15, 2010 | Sep 13, 2013 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | WALNUT STREET SECURITIES, INC. | Sep 13, 2013 | Aug 12, 2011 | -763 | Firm change after gap | Other |
| NEW ENGLAND SECURITIES CORPORATION | LPL ENTERPRISE, LLC | Sep 13, 2013 | Sep 26, 2024 | 4,031 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | NEW ENGLAND SECURITIES CORPORATION | Sep 5, 2013 | Aug 12, 2011 | -755 | Channel change | Other |
| TOWER SQUARE SECURITIES, INC. | WALNUT STREET SECURITIES, INC. | Sep 5, 2013 | Aug 12, 2011 | -755 | Channel change | Other |