DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dahmen M Lariviere
Certified Financial Planner
Feed of 09/15/2026
Also filed as Dahmen M Lariviere
At current firm
1 y
since Sep 26, 2024
In the industry
24 y
since Apr 12, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Sep 26, 2024 · Hopkinton, Ma
- Walnut Street Securities, Inc. formerAug 12, 2011 to Sep 5, 2013 · New York, Ny
- New England Securities Corporation formerAug 12, 2011 to Sep 13, 2013 · Boston, Ma
- Tower Square Securities, Inc. formerAug 12, 2011 to Sep 5, 2013 · New York, Ny
- Msi Financial Services, Inc. formerOct 15, 2010 to Sep 13, 2013 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Msi Financial Services, Inc. to Walnut Street Securities, Inc.left Sep 13, 2013, registered Aug 12, 2011 (-763 days) · Other
- New England Securities Corporation to LPL Enterprise, LLCleft Sep 13, 2013, registered Sep 26, 2024 (4031 days) · Other
- Walnut Street Securities, Inc. to New England Securities Corporationleft Sep 5, 2013, registered Aug 12, 2011 (-755 days) · channel change inside one enterprise, not a move
- Tower Square Securities, Inc. to Walnut Street Securities, Inc.left Sep 5, 2013, registered Aug 12, 2011 (-755 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address