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Advisor at ARAX ADVISORY PARTNERS
NEW YORK, NY | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Jul 17, 2026 | n/a | yes | NEW YORK, NY|Houston, TX | Current employment |
| U.S. CAPITAL WEALTH ADVISORS, LLC | Bd affiliated wealth | Jan 29, 2025 | Jul 21, 2026 | no | HOUSTON, TX | Previous registration |
| INSCRIPTION CAPITAL, LLC | Independent wealth | May 13, 2019 | Feb 24, 2025 | no | Houston, TX|HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 19, 2008 | May 26, 2017 | no | HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 25, 2004 | Nov 21, 2007 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | ARAX ADVISORY PARTNERS | Jul 21, 2026 | Jul 17, 2026 | -4 | Bulk transfer | Ibd to ibd |
| INSCRIPTION CAPITAL, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | Feb 24, 2025 | Jan 29, 2025 | -26 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INSCRIPTION CAPITAL, LLC | May 26, 2017 | May 13, 2019 | 717 | Firm change after gap | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 21, 2007 | Mar 19, 2008 | 119 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 291780:288199:TX:2025-02-24 | Feb 24, 2025 | Jan 29, 2025 | HOUSTON, TX | Firm change |