DFX Intelligence
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Reading the graph
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Advisor at B••••••• P•••••••• L••
OCCOQUAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• P•••••••• L•• | Independent wealth | Sep 16, 2019 | n/a | yes | OCCOQUAN, VA | Current employment |
| S•••• W••••• M••••••••• L•• | Bd affiliated wealth | Sep 15, 2015 | Sep 16, 2019 | no | mclean, VA|Occoquan, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••• W••••• M••••••••• L•• | B••••••• P•••••••• L•• | Sep 16, 2019 | Sep 16, 2019 | 0 | Firm change | Ibd to new firm |
| F••• M••••• • W••••••••• L•• | S•••• W••••• M••••••••• L•• | Sep 15, 2015 | Sep 15, 2015 |
| F••• M••••• • W••••••••• L•• | Former SEC adviser | Nov 13, 2009 | Sep 15, 2015 | no | W•••••••••, DC | Previous registration |
| M••••••••• I••••••••• A•••••••• I••• | n/a | Mar 20, 2008 | Nov 5, 2009 | no | ALEXANDRIA, VA | Previous registration |
| B• I••••••••• L•• | n/a | Mar 17, 2006 | Apr 1, 2008 | no | ALEXANDRIA, VA|GLEN ALLEN, VA|LEESBURG, VA|BECKLEY, WV | Previous registration |
| 0 |
| Firm change |
| Other |
| M••••••••• I••••••••• A•••••••• I••• | F••• M••••• • W••••••••• L•• | Nov 5, 2009 | Nov 13, 2009 | 8 | Firm change | Other |
| B• I••••••••• L•• | M••••••••• I••••••••• A•••••••• I••• | Apr 1, 2008 | Mar 20, 2008 | -12 | Firm change | Other |