RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• E••••• R•••••••
- B••••••• P•••••••• L•• independent RIA currentsince Sep 16, 2019 · Occoquan, Va
- S•••• W••••• M••••••••• L•• BD affiliatedSep 15, 2015 to Sep 16, 2019 · Mclean, Va
- F••• M••••• • W••••••••• L•• formerNov 13, 2009 to Sep 15, 2015 · W•••••••••, Dc
- M••••••••• I••••••••• A•••••••• I••• unclassifiedMar 20, 2008 to Nov 5, 2009 · Alexandria, Va
- B• I••••••••• L•• unclassifiedMar 17, 2006 to Apr 1, 2008 · Alexandria, Va
- S•••• W••••• M••••••••• L•• to B••••••• P•••••••• L••left Sep 16, 2019, registered Sep 16, 2019 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser
- F••• M••••• • W••••••••• L•• to S•••• W••••• M••••••••• L••left Sep 15, 2015, registered Sep 15, 2015 (0 days) · Other
- M••••••••• I••••••••• A•••••••• I••• to F••• M••••• • W••••••••• L••left Nov 5, 2009, registered Nov 13, 2009 (8 days) · Other
- B• I••••••••• L•• to M••••••••• I••••••••• A•••••••• I•••left Apr 1, 2008, registered Mar 20, 2008 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address