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C••••••••• G•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C••••••••• G•••• C••••••

Advisor at N•••••• F•••••••• G••••• I•••

CHIPPEWA FALLS, WI | CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:1de28665-254d-9c35-d004-21369f3f7045

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• F•••••••• G••••• I•••	Independent wealth	Jan 19, 2024	n/a	yes	CEDAR RAPIDS, IA\|CHIPPEWA FALLS, WI	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Nov 20, 2019	Jan 22, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	N•••••• F•••••••• G••••• I•••	Jan 22, 2024	Jan 19, 2024	-3	Firm change	Ibd to RIA
J••• M••••• S••••••••• L••	U••• B•••••• I••••••••• I•••	Nov 14, 2019

Relationships

Registered with (5)

→ N•••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 20, 2019 to Jan 22, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Nov 14, 2019factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Jan 22, 2024
Advisor changed firm
C••••••••• G•••• C•••••• left U••• B•••••• I••••••••• I••• for N•••••• F•••••••• G••••• I••• (registered 2024-01-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1de28665-254d-9c35-d004-21369f3f7045
First observed: Jan 5, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.