DFX Intelligence

G••••• W•••••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

G••••• W•••••• Z••••

Advisor at B••••• W••••• P•••••••• I•••

SCOTTSDALE, AZ | Newport Beach, CA

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Search this name across graphsid dfx:ria:1de3ed2d-aa6d-1de1-2d35-43d0a030fcde

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• P•••••••• I•••	Independent wealth	Jan 1, 2026	n/a	yes	SCOTTSDALE, AZ\|Newport Beach, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 16, 2007	Oct 17, 2018	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••• W••••• P•••••••• I•••	Oct 17, 2018	Jan 1, 2026	2,633	Firm change after gap	Wirehouse to RIA
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Mar 1, 2007	Feb 16, 2007

Relationships

Registered with (3)

→ B••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 16, 2007 to Oct 17, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Mar 1, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1de3ed2d-aa6d-1de1-2d35-43d0a030fcde
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.