RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• W•••••• Z••••
- B••••• W••••• P•••••••• I••• independent RIA currentsince Jan 1, 2026 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseFeb 16, 2007 to Oct 17, 2018 · Newport Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 8, 1997 to Mar 1, 2007 · Newport Beach, Ca
- W•••• F•••• A••••••• to B••••• W••••• P•••••••• I•••left Oct 17, 2018, registered Jan 1, 2026 (2633 days) · Wirehouse to independent RIA
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Mar 1, 2007, registered Feb 16, 2007 (-13 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address