DFX Intelligence

D•• U••• O• U••••• P••••••••• A••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

D•• U••• O• U••••• P••••••••• A••••• L•••

UTICA PHYSICIANS' A••••IATION, LTD., CRD 117509

TULSA, OK

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Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 7, 2026 to May 7, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $79.5M••• Locked
Discretionary RAUM: $0
Private client RAUM: $79.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 5
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•• A•• N•••••	n/a	Tulsa, OK \| TULSA, OK	10	26	n/a	no
L•••••• A•••••••	Chartered Financial Analyst	TULSA, OK	0	29

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	n/a	0	0	0	1	1

Relationships

Registered with (3)

← L•••••• A•••••••Advisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← L•• A•• N•••••Advisorregistration: current employment
Aug 5, 2016 to presentfactForm ADV
← C••••••• J••••• P••••••••Advisorregistration: previous registration
Oct 12, 2021 to Oct 28, 2025factForm ADV

Dated events

Occurred
Oct 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 7, 2026
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.