DFX Intelligence
Reading the graph
Reading the graph
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Advisor at D•• U••• O• U••••• P••••••••• A••••• L•••
TULSA, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•• U••• O• U••••• P••••••••• A••••• L••• | State registered | Nov 25, 2025 | n/a | yes | TULSA, OK | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 2, 2022 | Oct 24, 2024 | no | TULSA, OK|TULSA, OK|TULSA, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | D•• U••• O• U••••• P••••••••• A••••• L••• | Oct 24, 2024 | Nov 25, 2025 | 397 | Firm change | Ibd to state RIA |
| E••••• J•••• | L•• F•••••••• L•• | Mar 7, 2022 | Mar 2, 2022 |
| E••••• J•••• | National bd RIA | Dec 6, 2016 | Mar 7, 2022 | no | Tulsa, OK|JENKS, OK|ST LOUIS, MO|TULSA, OK | Previous registration |
| A••••••••• I••••••••• A••••••• I•• | Former SEC adviser | Oct 24, 2008 | Dec 31, 2016 | no | TULSA, OK | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 23, 2006 | Nov 21, 2006 | no | LITTLE ROCK, AR | Previous registration |
| -5 |
| Firm change |
| Ibd to ibd |
| A••••••••• I••••••••• A••••••• I•• | E••••• J•••• | Dec 31, 2016 | Dec 6, 2016 | -25 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A••••••••• I••••••••• A••••••• I•• | Nov 21, 2006 | Oct 24, 2008 | 703 | Firm change after gap | Other |