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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

Stephen Albert Labate

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ST. PETERSBURG, FL | SAINT PETERSBURG, FL | Lakeland, FL

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Search this name across graphsid dfx:ria:1dedcdaa-f1b9-4541-6aea-ecf0898fbdef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: May 11, 1994
First registration: Jan 22, 2007
Dual registered: yes, broker-dealer
Other names: STEPHEN ALBERT LABATE|Stephen A Labate|Stephen Labate|Stephen A. Labate
IAPD individual key: 2473232

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 13, 2022	n/a	yes	SAINT PETERSBURG, FL\|Lakeland, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 13, 2022	n/a	yes	ST. PETERSBURG, FL\|Lakeland, FL	Current employment
SPIRIT OF AMERICA MANAGEMENT CORP	Asset manager	Apr 9, 2018	Apr 12, 2022	no	SYOSSET, NY	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 24, 2013	Mar 5, 2014	no	ARLINGTON, VA	Previous registration
GLOBAL PORTFOLIO STRATEGIES, INC.	Former SEC adviser	Sep 11, 2008	May 25, 2012	no	DEER PARK, NY\|HARTFORD, CT	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 22, 2007	Sep 4, 2008	no	PLAINVIEW, NY\|DEER PARK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPIRIT OF AMERICA MANAGEMENT CORP	RAYMOND JAMES & ASSOCIATES, INC.	Apr 12, 2022	Apr 13, 2022	1	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	SPIRIT OF AMERICA MANAGEMENT CORP	Mar 5, 2014	Apr 9, 2018	1,496	Firm change after gap	Other
GLOBAL PORTFOLIO STRATEGIES, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	May 25, 2012	May 24, 2013	364	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	GLOBAL PORTFOLIO STRATEGIES, INC.	Sep 4, 2008	Sep 11, 2008	7	Firm change	Other

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Apr 13, 2022 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Apr 13, 2022 to presentfactForm ADV
→ SPIRIT OF AMERICA MANAGEMENT CORPRegistered adviserregistration: previous registration
Apr 9, 2018 to Apr 12, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 24, 2013 to Mar 5, 2014factForm ADV
→ GLOBAL PORTFOLIO STRATEGIES, INC.Registered adviserregistration: previous registration
Sep 11, 2008 to May 25, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 22, 2007 to Sep 4, 2008factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
Stephen Albert Labate left Spirit Of America Management Corp for Raymond James & Associates, Inc. (registered 2022-04-13)
Form ADVobserved 6 days ago