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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

SPIRIT OF AMERICA MANAGEMENT CORP

CRD 110023

SYOSSET, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d74b8225-e240-e26c-aa26-a9a335529b6e

Data as of Jan 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 10
On other graphs: 0
Observed: Mar 28, 2012 to Jan 23, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=false bd_reps=33.0
Regulatory AUM: $540MItem 5.F on the latest filing (2026-01-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $540M
Private client RAUM: $5.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $36.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 35
Advisory employees: 32
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 21
Individual clients: 20
SEC number: 801-54782
CRD: 110023
Filings on the tape: 20
First filed: Mar 28, 2012
Latest filed: Jan 23, 2026
Organised: Corporation, NY
Website: soafunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JONATHAN BRUCE HURWITZ	n/a	SYOSSET, NY \| E Westport, CT	8	31	n/a	yes
PATRICIA GOWAN KLEIN	n/a	E Westport, CT \| SYOSSET, NY	8	14	n/a	yes
JOHN MAURICE LAMONT	n/a	E Westport, CT \| SYOSSET, NY	8	46	n/a	yes
RAFAEL SCOTT KLEIN	n/a	E Westport, CT \| SYOSSET, NY	8	21	n/a	yes
MAXIM TULUPNIKOFF	n/a	E Westport, CT \| SYOSSET, NY	8	13	n/a	yes
JAMES MICHAEL EZEGELIAN	n/a	SYOSSET, NY	8	21	n/a	yes
ANGELO STRAZZERA	n/a	SYOSSET, NY	8	15	n/a	yes
Sergey V Kovalev	n/a	SYOSSET, NY \| Lawrenceville, NJ	8	10	n/a	yes
RONALD LEWIS MORSE	n/a	SYOSSET, NY \| White Plains, NY	8	24	n/a	yes
RONALD IAN GANZ	n/a	SYOSSET, NY	8	24	n/a	yes
MICHAEL JOSEPH NORTON	n/a	SYOSSET, NY	3	31	n/a	yes
Michal Lacheta	n/a	SYOSSET, NY	3	23	n/a	no
Peter Stephen Isler	n/a	SYOSSET, NY	3	10	n/a	yes
Nolan Crean	n/a	SYOSSET, NY \| Syosset, NY	2	11	1	yes
CHARLES CHRISTOPHER CASTRO	n/a	SYOSSET, NY	0	18	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LERNER, DAVID	PRESIDENT;DIRECTOR	E	yes	05/1997	Mar 28, 2012	Jan 25, 2024
CHODOSH, ALAN, P	Treasurer	Na	no	06/2003	Mar 28, 2012	Jan 25, 2024
PICKARD, JOSEPH, CHALMERS	CHIEF COMPLIANCE OFFICER	Na	no	08/2007	Mar 28, 2012	Jan 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID LERNER ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WHITE PLAINS	NY	United States	7	yes
Westport	Ct	United States	6	yes
Lawrenceville	Nj	United States	3	yes
BOCA RATON	FL	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 23, 2026	$540M	$540M	35	32	4	n/a	n/a
2024	Feb 3, 2025	$585M	$585M	36	33	4	n/a	n/a
2023	Jan 25, 2024	$569M	$569M	39	36	4	n/a	n/a
2022	Mar 9, 2023	$576M	$576M	43	40	4	n/a	n/a
2021	Feb 8, 2022	$689M	$689M	43	40	4	n/a	n/a
2020	Feb 25, 2021	$611M	$611M	48	45	4	n/a	n/a
2019	Feb 11, 2020	$796M	$796M	46	43	4	n/a	n/a
2018	Feb 25, 2019	$862M	$862M	50	47	5	n/a	n/a
2017	Mar 15, 2018	$1.2B	$1.2B	6	3	0	n/a	n/a
2016	Feb 14, 2017	$1.2B	$1.2B	8	5	n/a	n/a	n/a
2015	Mar 24, 2016	$838M	$838M	8	5	n/a	n/a	n/a
2014	Mar 23, 2015	$698M	$698M	9	5	n/a	n/a	n/a
2013	Mar 26, 2014	$529M	$529M	8	4	n/a	n/a	n/a
2012	Mar 5, 2013	$598M	$598M	8	4	n/a	n/a	n/a
2011	Mar 28, 2012	$443M	$443M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$540M	$585M	-7.7%	$576M	-2.1%	35	36	4	4

Relationships

Registered with (33)

← CHARLES CHRISTOPHER CASTROAdvisorregistration: current employment
Dec 22, 2025 to presentfactForm ADV
← Nolan CreanAdvisorregistration: current employment
Jan 25, 2024 to presentfactForm ADV
← Peter Stephen IslerAdvisorregistration: current employment
Dec 8, 2022 to presentfactForm ADV
← Michal LachetaAdvisorregistration: current employment
Nov 29, 2022 to presentfactForm ADV
← MICHAEL JOSEPH NORTONAdvisorregistration: current employment
Oct 28, 2022 to presentfactForm ADV
← RONALD IAN GANZAdvisorregistration: current employment
May 23, 2018 to presentfactForm ADV
← RONALD LEWIS MORSEAdvisorregistration: current employment
May 11, 2018 to presentfactForm ADV
← Sergey V KovalevAdvisorregistration: current employment
May 4, 2018 to presentfactForm ADV
← JAMES MICHAEL EZEGELIANAdvisorregistration: current employment
Apr 24, 2018 to presentfactForm ADV
← ANGELO STRAZZERAAdvisorregistration: current employment
Apr 24, 2018 to presentfactForm ADV
← RAFAEL SCOTT KLEINAdvisorregistration: current employment
Mar 29, 2018 to presentfactForm ADV
← MAXIM TULUPNIKOFFAdvisorregistration: current employment
Mar 29, 2018 to presentfactForm ADV
← PATRICIA GOWAN KLEINAdvisorregistration: current employment
Mar 28, 2018 to presentfactForm ADV
← JOHN MAURICE LAMONTAdvisorregistration: current employment
Mar 28, 2018 to presentfactForm ADV
← JONATHAN BRUCE HURWITZAdvisorregistration: current employment
Mar 15, 2018 to presentfactForm ADV
← TRACY ALAN CURTISAdvisorregistration: previous registration
Apr 2, 2018 to Jan 13, 2025factForm ADV
← ASHLEY ROXANNE GAINESAdvisorregistration: previous registration
Jun 1, 2018 to Nov 13, 2024factForm ADV
← VINCENT GREGORY ATKINSAdvisorregistration: previous registration
Mar 29, 2018 to Jun 3, 2024factForm ADV
← Douglas GoreckiAdvisorregistration: previous registration
Jan 4, 2023 to Feb 28, 2023factForm ADV
← Lefranc J JosephAdvisorregistration: previous registration
Oct 31, 2022 to Dec 7, 2022factForm ADV
← Eugene Joseph GarnerAdvisorregistration: previous registration
Apr 10, 2018 to Nov 8, 2022factForm ADV
← TYLER JONATHAN SMITHAdvisorregistration: previous registration
Jul 2, 2019 to Jul 12, 2022factForm ADV
← Stephen Albert LabateAdvisorregistration: previous registration
Apr 9, 2018 to Apr 12, 2022factForm ADV
← Richard Joseph BurkimsherAdvisorregistration: previous registration
May 26, 2021 to Dec 3, 2021factForm ADV
← COLE EDWIN AARONSONAdvisorregistration: previous registration
May 4, 2018 to Jun 21, 2021factForm ADV
← KENNETH WILLIAM BIEBELAdvisorregistration: previous registration
Apr 13, 2018 to Feb 2, 2021factForm ADV
← Michael A FuschettoAdvisorregistration: previous registration
Aug 28, 2018 to Jun 6, 2019factForm ADV
← Donovan A WilliamsAdvisorregistration: previous registration
Aug 22, 2018 to Jun 3, 2019factForm ADV
← Christian Blaze IuratoAdvisorregistration: previous registration
May 23, 2018 to Feb 7, 2019factForm ADV
← Matthew KimmelAdvisorregistration: previous registration
May 4, 2018 to Nov 7, 2018factForm ADV
and 3 more

Owns (2)

← PICKARD, JOSEPH, CHALMERSOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to Jan 25, 2024factForm ADV
← CHODOSH, ALAN, POwnerTREASURER, ownership code NA, individual
Mar 28, 2012 to Jan 25, 2024factForm ADV

Controls (1)

← LERNER, DAVIDOwnerPRESIDENT;DIRECTOR, ownership code E, individual
Mar 28, 2012 to Jan 25, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 13, 2025
Advisor changed firm
Tracy Alan Curtis left Spirit Of America Management Corp for Lpl Financial Llc (registered 2025-01-14)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2024
Advisor changed firm
Ashley Roxanne Gaines left Spirit Of America Management Corp for Ameriprise Financial Services, Llc (registered 2024-12-23)
Form ADVobserved 4 days ago
Occurred
Jun 3, 2024
Advisor changed firm
Vincent Gregory Atkins left Spirit Of America Management Corp for Ameriprise Financial Services, Llc (registered 2024-05-24)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2023
Advisor changed firm
Douglas Gorecki left Spirit Of America Management Corp for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-28)
Form ADVobserved 4 days ago
Occurred
Dec 7, 2022
Advisor changed firm
Lefranc J Joseph left Spirit Of America Management Corp for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-21)
Form ADVobserved 4 days ago
Occurred
Nov 8, 2022
Advisor changed firm
Eugene Joseph Garner left Spirit Of America Management Corp for Grove Point Advisors, Llc (registered 2022-11-30)
Form ADVobserved 4 days ago
Occurred
Jul 12, 2022
Advisor changed firm
Tyler Jonathan Smith left Spirit Of America Management Corp for Wells Fargo Advisors (registered 2022-08-11)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Stephen Albert Labate left Spirit Of America Management Corp for Raymond James & Associates, Inc. (registered 2022-04-13)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Aug 2, 2018
Spirit Of America Management Corp reported 15 state-registered advisory representatives, up from 0 (2018-03-15 to 2018-08-02)
Occurred
Aug 2, 2018
Spirit Of America Management Corp reported 5 offices beyond its principal office, up from 0 (2018-03-15 to 2018-08-02)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d74b8225-e240-e26c-aa26-a9a335529b6e
First observed: Mar 28, 2012
Last observed: Jan 23, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPIRIT OF AMERICA MANAGEMENT CORP

CRD 110023

SYOSSET, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d74b8225-e240-e26c-aa26-a9a335529b6e

Data as of Jan 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JONATHAN BRUCE HURWITZ

n/a

SYOSSET, NY | E Westport, CT

n/a

yes

PATRICIA GOWAN KLEIN

n/a

E Westport, CT | SYOSSET, NY

n/a

yes

JOHN MAURICE LAMONT

n/a

E Westport, CT | SYOSSET, NY

n/a

yes

RAFAEL SCOTT KLEIN

n/a

E Westport, CT | SYOSSET, NY

n/a

yes

MAXIM TULUPNIKOFF

n/a

E Westport, CT | SYOSSET, NY

n/a

yes

JAMES MICHAEL EZEGELIAN

n/a

SYOSSET, NY

n/a

yes

ANGELO STRAZZERA

n/a

SYOSSET, NY

n/a

yes

Sergey V Kovalev

n/a

SYOSSET, NY | Lawrenceville, NJ

n/a

yes

RONALD LEWIS MORSE

n/a

SYOSSET, NY | White Plains, NY

n/a

yes

RONALD IAN GANZ

n/a

SYOSSET, NY

n/a

yes

MICHAEL JOSEPH NORTON

n/a

SYOSSET, NY

n/a

yes

Michal Lacheta

n/a

SYOSSET, NY

n/a

Peter Stephen Isler

n/a

SYOSSET, NY

n/a

yes

Nolan Crean

n/a

SYOSSET, NY | Syosset, NY

yes

CHARLES CHRISTOPHER CASTRO

n/a

SYOSSET, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LERNER, DAVID

PRESIDENT;DIRECTOR

yes

05/1997

Mar 28, 2012

Jan 25, 2024

CHODOSH, ALAN, P

Treasurer

06/2003

Mar 28, 2012

Jan 25, 2024

PICKARD, JOSEPH, CHALMERS

CHIEF COMPLIANCE OFFICER

08/2007

Mar 28, 2012

Jan 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID LERNER ASSOCIATES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

WHITE PLAINS

United States

yes

Westport

United States

yes

Lawrenceville

United States

yes

BOCA RATON

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 23, 2026

$540M

n/a

2024

Feb 3, 2025

$585M

n/a

2023

Jan 25, 2024

$569M

n/a

2022

Mar 9, 2023

$576M

n/a

2021

Feb 8, 2022

$689M

n/a

2020

Feb 25, 2021

$611M

n/a

2019

Feb 11, 2020

$796M

n/a

2018

Feb 25, 2019

$862M

n/a

2017

Mar 15, 2018

$1.2B

n/a

2016

Feb 14, 2017

$1.2B

n/a

2015

Mar 24, 2016

$838M

n/a

2014

Mar 23, 2015

$698M

n/a

2013

Mar 26, 2014

$529M

n/a

2012

Mar 5, 2013

$598M

n/a

2011

Mar 28, 2012

$443M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$540M

$585M

-7.7%

$576M

-2.1%