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Advisor at ASPIRE PRIVATE CAPITAL
CORNELIUS, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPIRE PRIVATE CAPITAL | Independent wealth | May 13, 2014 | n/a | yes | CORNELIUS, NC | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Oct 21, 2014 | Jun 12, 2017 | no | CORNELIUS, NC|SARASOTA, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 28, 2011 | Apr 16, 2014 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| EDWARD JONES | National bd RIA | Aug 20, 2008 | Sep 12, 2011 | no | Denver, NC|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | n/a | Jun 12, 2017 | n/a | n/a | Departure no registered destination | Departure |
| WELLS FARGO ADVISORS | ASPIRE PRIVATE CAPITAL | Apr 16, 2014 | May 13, 2014 | 27 | Firm change | Wirehouse to RIA |
| EDWARD JONES | WELLS FARGO ADVISORS | Sep 12, 2011 | Sep 28, 2011 | 16 | Firm change | Ibd to wirehouse |