DFX Intelligence

C•••••••• B• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

C•••••••• B• A•••••••••

Advisor at H•• I••••••••• A•••••••• L••

GLASSBORO, NJ

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Search this name across graphsid dfx:ria:1df8f9ba-2e93-0421-c3eb-3d029b55eb18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•• I••••••••• A•••••••• L••	Independent wealth	Apr 22, 2026	n/a	yes	GLASSBORO, NJ	Current employment
M• F•••••••• P••••••• S•••••••• I••	State registered	Nov 9, 2010	Oct 9, 2018	no	MARLTON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M• F•••••••• P••••••• S•••••••• I••	Oct 9, 2018	Nov 9, 2010	-2,891	Firm change after gap	RIA to state RIA
M• F•••••••• P••••••• S•••••••• I••	H•• I••••••••• A•••••••• L••	Oct 9, 2018	Apr 22, 2026

Relationships

Registered with (6)

→ H•• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ M• F•••••••• P••••••• S•••••••• I••Registered adviserregistration: previous registration
Nov 9, 2010 to Oct 9, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 22, 2009 to Oct 9, 2018factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1df8f9ba-2e93-0421-c3eb-3d029b55eb18
First observed: Nov 10, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.