RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• B• A•••••••••
- H•• I••••••••• A•••••••• L•• independent RIA currentsince Apr 22, 2026 · Glassboro, Nj
- M• F•••••••• P••••••• S•••••••• I•• state registeredNov 9, 2010 to Oct 9, 2018 · Marlton, Nj
- L•• F•••••••• L•• BD affiliatedSep 22, 2009 to Oct 9, 2018 · Marlton, Nj
- P•• W••••• M••••••••• BD affiliatedJan 20, 2009 to Sep 21, 2009 · Delran, Nj
- S•••••••• A••••••• L•• national BDJan 10, 2007 to Dec 31, 2008 · South Marlton, Nj
- W•••• F•••• A••••••• wirehouseNov 10, 2003 to Oct 10, 2006 · Hartford, Ct
- L•• F•••••••• L•• to M• F•••••••• P••••••• S•••••••• I••left Oct 9, 2018, registered Nov 9, 2010 (-2891 days) · RIA to a state-registered adviser
- M• F•••••••• P••••••• S•••••••• I•• to H•• I••••••••• A•••••••• L••left Oct 9, 2018, registered Apr 22, 2026 (2752 days) · Other
- P•• W••••• M••••••••• to L•• F•••••••• L••left Sep 21, 2009, registered Sep 22, 2009 (1 days) · Other
- S•••••••• A••••••• L•• to P•• W••••• M•••••••••left Dec 31, 2008, registered Jan 20, 2009 (20 days) · Other
- W•••• F•••• A••••••• to S•••••••• A••••••• L••left Oct 10, 2006, registered Jan 10, 2007 (92 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address