DFX Intelligence

M••• J•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)38 years in industry

M••• J•••••• S•••••

Advisor at S••••• W••••• G••••

MEDFORD, NY

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Search this name across graphsid dfx:ria:1dfaba09-8143-43a0-e7d7-022c015221a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 27, 2016	n/a	yes	MEDFORD, NY	Current employment
S••••• W••••• G••••	Independent wealth	Nov 6, 2014	n/a	yes	MEDFORD, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• I••••• F•••••••• A•••••••• I•••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 27, 2016 to presentfactForm ADV
→ S••••• W••••• G••••Registered adviserregistration: previous registration
Mar 17, 2006 to Dec 31, 2006factForm ADV
→ L••• I••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2021 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dfaba09-8143-43a0-e7d7-022c015221a1
First observed: Mar 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.