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M••• J S••••• FINANCIAL SERVICES INC, CRD 106425
MEDFORD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M••• J•••••• S••••• | Chartered Financial Consultant | MEDFORD, NY | 11 | 38 | 2 | yes |
| C••••••••• J••••••• I••••••• | n/a | MEDFORD, NY | 5 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S•••••• M•••• J•••••• | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 01/1998 | Mar 30, 2012 | Nov 20, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| FOREST HILLS | NY | United States | 1 | yes |
| GREAT NECK | NY | United States | 1 | yes |
| Huntington | NY | United States | 1 | yes |
| W. SENECA | NY | United States | 1 | yes |
| n/a | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $382M | $376M | 1.7% | $285M | 10.3% | 10 | 9 | 4 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L••• I••••• F•••••••• A•••••••• I••• | 5 | Dec 31, 2021 | Nov 19, 2021 | MEDFORD, NY | Firm absorbed | RIA to RIA | 83.3% |
| yes |
| E••• R••• T•••• | n/a | MEDFORD, NY | 5 | 43 | 2 | yes |
| J••• A••••• P•••••• | n/a | Manorville, NY | MEDFORD, NY | 4 | 39 | 1 | yes |
| R•••••• V•••••• P•••••• | n/a | MEDFORD, NY | MASTIC, NY | 4 | 38 | 1 | yes |
| B•••• A••• P••••••• | n/a | MEDFORD, NY | GREAT NECK, NY | 4 | 34 | 1 | yes |
| A••• I•••• T••••••••• | n/a | MEDFORD, NY | Huntington Station, NY | 4 | 50 | 1 | no |
| 1 |
| yes |
| Apr 3, 2026 |
| $382M |
| $340M |
| 10 |
| 5 |
| 4 |
| n/a |
| n/a |
| 2024 | Mar 27, 2025 | $376M | $335M | 9 | 4 | 4 | n/a | n/a |
| 2023 | Mar 24, 2024 | $345M | $345M | 10 | 5 | 7 | n/a | n/a |
| 2022 | Mar 16, 2023 | $285M | $278M | 11 | 11 | 6 | n/a | n/a |
| 2021 | Mar 31, 2022 | $361M | $353M | 20 | 10 | 1 | n/a | n/a |
| 2020 | Mar 24, 2021 | $294M | $294M | 11 | 6 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $269M | $269M | 5 | 5 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $243M | $243M | 5 | 5 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $254M | $254M | 5 | 5 | 0 | n/a | n/a |
| 2016 | Mar 16, 2017 | $200M | $200M | 5 | 5 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $195M | $195M | 5 | 5 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $208M | $208M | 4 | 4 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $199M | $199M | 5 | 5 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $185M | $185M | 4 | 4 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $173M | $173M | n/a | n/a | n/a | n/a | n/a |