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Advisor at J.P. MORGAN SECURITIES LLC
Walnut Creek, CA | San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 26, 2024 | n/a | yes | San Francisco, CA|Walnut Creek, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Oct 5, 2012 | Mar 17, 2025 | no | SAN FRANCISCO, CA | Previous registration |
| NATIXIS ADVISORS, LLC | Bd affiliated wealth | May 15, 2012 | Oct 10, 2012 | no | BOSTON, MA | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 12, 2010 | Jan 10, 2012 | no | ST. LOUIS, MO|SAN FRANCISCO, CA | Previous registration |
| THOMAS WEISEL PARTNERS LLC | Former SEC adviser | May 8, 2007 | Jul 16, 2010 | no | SAN FRANCISCO, CA | Previous registration |
| NATIXIS ADVISORS, LLC | Bd affiliated wealth | Sep 18, 2006 | May 4, 2007 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Mar 17, 2025 | Mar 26, 2024 | -356 | Bulk transfer | Ibd to wirehouse |
| NATIXIS ADVISORS, LLC | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Oct 10, 2012 | Oct 5, 2012 | -5 | Firm change | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | NATIXIS ADVISORS, LLC | Jan 10, 2012 | May 15, 2012 | 126 | Firm change | Other |
| THOMAS WEISEL PARTNERS LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jul 16, 2010 | Jul 12, 2010 | -4 | Firm change | Other |
| NATIXIS ADVISORS, LLC | THOMAS WEISEL PARTNERS LLC | May 4, 2007 | May 8, 2007 | 4 | Firm change | Other |