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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM over $100B

NATIXIS ADVISORS, LLC

CRD 106800

BOSTON, MA

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Search this name across graphsid dfx:ria:037fee06-665f-bda9-be4d-33247c42485e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 153
Dated events: 40
On other graphs: 0
Observed: Jan 18, 2012 to Mar 27, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.9 fund_share=0.04 institutional_share=0.01 related_bd=true related_bank=true bd_reps=236.0
Regulatory AUM: $109BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $109B
Private client RAUM: $97BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 57
RAUM per advisor: $1.9Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 412
Advisory employees: 48
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 115,562
Individual clients: 57,713
High net worth clients: 54,818
SEC number: 801-48408
CIK: 1018331
CRD: 106800
Filings on the tape: 41
First filed: Jan 18, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 57

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ALAINA J Giampapa	n/a	BOSTON, MA	21	24	1	yes
MATTHEW STEPHEN GARZONE	n/a	BOSTON, MA	21	26	1	yes
JAMES COREY HOCK	n/a	BOSTON, MA \| Indianapolis, IN	21	23	1	yes
JEFFREY CHARLTON CLOUGH	n/a	BOSTON, MA	18	27	1	yes
JAMES JOSEPH DOLAN	n/a	BOSTON, MA	18	19	2	yes
MICHAEL W SCHMID	n/a	Sparta, NJ \| BOSTON, MA	17	22	2	yes
CHRISTOPHER LAWRENCE FULLERTON	n/a	BOSTON, MA \| Birmingham, MI	17	29	n/a	yes
BRADLEY HOLT GREENE	n/a	BOSTON, MA	15	27	2	yes
JAMES NOLAN	Certified Financial Planner	BOSTON, MA \| Needham, MA	15	18	n/a	yes
GREGORY V KANARIAN	n/a	BOSTON, MA	14	23	1	yes
DANIEL EISAKU ITANO	n/a	BOSTON, MA \| Mansfield, MA	13	28	2	yes
KENNETH A BIRELY	n/a	BOSTON, MA \| Dallas, TX	13	14	1	yes
MIKERSON Junior LAURENT	n/a	Seattle, WA \| BOSTON, MA	8	10	n/a	yes
Alexander Casey Haigis	n/a	Hoover, AL \| BOSTON, MA	8	10	1	yes
DAVID THOMAS REILLY	Chartered Financial Analyst	BOSTON, MA	8	21	n/a	yes
JOHN ROBERT JANASIEWICZ	Chartered Financial Analyst	BOSTON, MA	8	19	2	no
Vladislav V Grigorov	Chartered Financial Analyst	BOSTON, MA \| Stoneham, MA	8	10	n/a	no
KELSEY LYNN SLONIESKI	n/a	Whitefish Bay, WI \| BOSTON, MA	8	17	2	yes
YOUSEF S NAGA	n/a	BOSTON, MA	8	11	1	yes
YI GU	Chartered Financial Analyst	BOSTON, MA	7	14	n/a	no
NATHAN ROBERT STEVENS	Certified Financial Planner	BOSTON, MA \| Santa Monica, CA	6	10	1	yes
Alanna Danielle Bollas	n/a	BOSTON, MA	6	12	1	yes
JENNIFER MARIE ROUND	n/a	BOSTON, MA	6	15	2	yes
CHRISTOPHER LINDEN SHARPE	Chartered Financial Analyst	BOSTON, MA	6	24	n/a	no
Codi Smith	n/a	BOSTON, MA	6	9	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BESSER, WARREN, TAYLOR	EXECUTIVE VICE PRESIDENT (EVP), CHIEF FINANCIAL OFFICER (CFO)	Na	yes	01/2026	Mar 27, 2026	Mar 27, 2026
GIUNTA, DAVID, LAWRENCE	PRESIDENT & CHIEF EXECUTIVE OFFICER (CEO) AND BOARD OF MANAGERS MEMBER	Na	yes	01/2008	Mar 27, 2026	Mar 27, 2026
GROSS, MARINA, NMN	HEAD NATIXIS INVESTMENT MANAGERS SOLUTIONS	Na	yes	01/2024	Mar 27, 2026	Mar 27, 2026
LOUREIRO, ANTHONY, DAVID	SENIOR VICE PRESIDENT (SVP)	Na	yes	11/2004	Mar 27, 2026	Mar 27, 2026
NATIXIS INVESTMENT MANAGERS,	LIMITED LIABILITY COMPANY AND	E	yes	01/2024	Mar 27, 2026	Mar 27, 2026
ROSH, MARILYN, VINTON	SENIOR VICE PRESIDENT & CONTROLLER	Na	yes	03/2011	Mar 27, 2026	Mar 27, 2026
SHARPE, CHRISTOPHER, LINDEN	CIO NATIXIS INVESTMENT MANAGER SOLUTIONS U.S.	Na	yes	05/2019	Mar 27, 2026	Mar 27, 2026
TOBIN, SUSAN, MCWHAN	EXECUTIVE VICE PRESIDENT (EVP) GENERAL COUNSEL	Na	yes	08/2022	Mar 27, 2026	Mar 27, 2026
VALLON, DAVID, ANTHONY	SENIOR VICE PRESIDENT (SVP) & CHIEF COMPLIANCE OFFICER (CCO) - ADVISOR	Na	yes	04/2007	Mar 27, 2026	Mar 27, 2026
YIP, MICHAEL, LICHAN	CHIEF INVESTMENT OFFICER, DIRECT INDEXING	Na	yes	01/2025	Mar 27, 2026	Mar 27, 2026
Block, Matthew, Jason	SENIOR VICE PRESIDENT (SVP) & TREASURER (FUNDS)	Na	yes	07/2022	Mar 31, 2023	Jun 26, 2024
Bpce	Shareholder	E	yes	07/2009	Jan 18, 2012	Jun 26, 2024
MAEDA, KEVIN, HIROSHI	CHIEF INVESTMENT OFFICER, DIRECT INDEXING	Na	yes	07/2021	Jan 18, 2012	Jun 26, 2024
Natixis	Shareholder	E	yes	09/2011	Jan 18, 2012	Jun 26, 2024
NATIXIS INVESTMENT MANAGERS	Shareholder	E	yes	08/2004	Dec 20, 2017	Jun 26, 2024
NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1	Member	E	yes	06/2005	Dec 20, 2017	Jun 26, 2024
NATIXIS INVESTMENT MANAGERS, LLC	LIMITED LIABILITY COMPANY AND SOLE MEMBER	E	yes	01/2024	Dec 20, 2017	Jun 26, 2024
OVERWAY, CURTIS, LEE	CO-HEAD NATIXIS INVESTMENT MANAGERS SOLUTIONS	Na	yes	07/2021	Jan 18, 2012	Jun 26, 2024
PAOLETTI, STACIE, DENISE	SVP, CHIEF OPERATING OFFICER OF NATIXIS INVESTMENT MANAGERS SOLUTIONS	Na	yes	07/2021	Jan 18, 2012	Jun 26, 2024
PINASMITH, BEATRIZ, ANA	EXECUTIVE VICE PRESIDENT (EVP), TREASURER & CHIEF FINANCIAL OFFICER (CFO)	Na	yes	03/2008	Jan 18, 2012	Jun 26, 2024
PRICE, DANIEL, ROBERT	CHIEF INVESTMENT OFFICER (CIO) OVERLAY MANAGEMENT	Na	yes	08/2021	Mar 27, 2024	Jun 26, 2024
WARD, ERIC, NORMAN	BOARD OF MANAGERS MEMBER	Na	no	07/2021	Mar 27, 2026	Mar 27, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOOMIS, SAYLES & COMPANY, L.P.	n/a	Other adviser	$387B	N	yes	n/a
HARRIS ASSOCIATES LP	n/a	Asset manager	$109B	N	yes	n/a
MIROVA US LLC	n/a	Asset manager	$14B	N	yes	n/a
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.	n/a	Other adviser	$12B	N	yes	n/a
GATEWAY INVESTMENT ADVISERS, LLC	n/a	Other adviser	$12B	N	yes	n/a
AEW CAPITAL MANAGEMENT LP	n/a	Other adviser	$3.0B	N	yes	n/a
DNCA FINANCE	n/a	n/a	n/a	N	yes	n/a
FLEXSTONE PARTNERS SAS	n/a	n/a	n/a	N	yes	n/a
INVESTORS MUTUAL LIMITED	n/a	n/a	n/a	N	yes	n/a
LOOMIS SAYLES DISTRIBUTORS, L.P.	n/a	n/a	n/a	N	yes	n/a
MV CREDIT PARTNERS LLP	n/a	n/a	n/a	N	yes	n/a
NATIXIS DISTRIBUTION, LLC	n/a	n/a	n/a	Y	yes	n/a
NAXICAP PARTNERS	n/a	n/a	n/a	N	yes	n/a
VAUBAN INFRASTRUCTURE PARTNERS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	50	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$109B	$109B	412	48	3	n/a	n/a
2024	Apr 7, 2025	$85B	$85B	426	70	4	n/a	n/a
2023	Mar 27, 2024	$64B	$64B	369	75	4	n/a	n/a
2022	Mar 31, 2023	$46B	$46B	433	78	1	n/a	n/a
2021	Mar 30, 2022	$47B	$47B	411	72	1	n/a	n/a
2020	Mar 30, 2021	$35B	$35B	443	67	1	n/a	n/a
2019	Mar 31, 2020	$28B	$28B	446	63	1	n/a	n/a
2018	Mar 29, 2019	$21B	$21B	445	63	2	n/a	n/a
2017	Mar 29, 2018	$22B	$22B	441	54	1	n/a	n/a
2016	Mar 29, 2017	$18B	$18B	453	56	n/a	n/a	n/a
2015	Mar 31, 2016	$16B	$16B	473	55	n/a	n/a	n/a
2014	Mar 30, 2015	$14B	$14B	433	28	n/a	n/a	n/a
2013	Mar 28, 2014	$9.7B	$9.1B	423	25	n/a	n/a	n/a
2012	Mar 21, 2013	$6.7B	$6.2B	396	25	n/a	n/a	n/a
2011	Mar 28, 2012	$6.1B	$4.7B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	6	0	10.5%	2	1	0	16	12

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$109B	$85B	27.5%	$46B	33.0%	412	426	3	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EDWARD JONES	2	Jan 5, 2026	Mar 20, 2026	SAN FRANCISCO, CA	Team lift out	Ibd to ibd	3.4%
EDWARD JONES	2	Jul 17, 2017	Dec 12, 2017	BOSTON, MA	Team lift out	Other	6.1%

Relationships

showing 80 of 153

Registered with (64)

← SCOTT WAYNE CLATTENBURGAdvisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← HENRY MCCOMB WINCHESTERAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← Max RobertAdvisorregistration: current employment
Apr 16, 2026 to presentfactForm ADV
← Allison SmallAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← Ronak H DoshiAdvisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← Eric LancellottiAdvisorregistration: current employment
Dec 10, 2025 to presentfactForm ADV
← Alexa M FitzgeraldAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← Hardy Noble WaltherAdvisorregistration: current employment
Aug 6, 2025 to presentfactForm ADV
← MATTHEW THOMAS BROADLEYAdvisorregistration: current employment
Jul 10, 2025 to presentfactForm ADV
← Nicholas James KimmettAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← Colleen M LentzAdvisorregistration: current employment
Jun 16, 2025 to presentfactForm ADV
← JAMES ANTHONY GUARCIARIELLOAdvisorregistration: current employment
May 7, 2025 to presentfactForm ADV
← Daryl Andrew VealeAdvisorregistration: current employment
Nov 12, 2024 to presentfactForm ADV
← JAKE CONWAY TREANORAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← Rourke MagwoodAdvisorregistration: current employment
Jan 18, 2024 to presentfactForm ADV
← Nicholas S NurcanyanAdvisorregistration: current employment
Jan 18, 2024 to presentfactForm ADV
← Thomas Neil TownsendAdvisorregistration: current employment
Oct 30, 2023 to presentfactForm ADV
← BRENDEN MATTHEW HAGNERAdvisorregistration: current employment
Jul 26, 2023 to presentfactForm ADV
← SEAN FRANCIS LYNCHAdvisorregistration: current employment
Apr 25, 2023 to presentfactForm ADV
← LIANA JO MAGNERAdvisorregistration: current employment
Mar 27, 2023 to presentfactForm ADV
← CONNOR DANIEL REARDONAdvisorregistration: current employment
Dec 21, 2022 to presentfactForm ADV
← Tyler A WilliamsAdvisorregistration: current employment
Sep 13, 2022 to presentfactForm ADV
← Colby BatesAdvisorregistration: current employment
May 4, 2022 to presentfactForm ADV
← Benjamin KerelianAdvisorregistration: current employment
Apr 12, 2022 to presentfactForm ADV
← WILLIAM MALCOLM MOOREAdvisorregistration: current employment
Mar 24, 2022 to presentfactForm ADV
← DANIEL THOMAS NICKERSONAdvisorregistration: current employment
Feb 15, 2022 to presentfactForm ADV
← David J PetruzzelliAdvisorregistration: current employment
Dec 9, 2021 to presentfactForm ADV
← John Michael FlammiaAdvisorregistration: current employment
Nov 22, 2021 to presentfactForm ADV
← MICHAEL PERGOLAAdvisorregistration: current employment
Nov 10, 2021 to presentfactForm ADV
← Alexander Robert BuhlerAdvisorregistration: current employment
Oct 13, 2021 to presentfactForm ADV
and 34 more

Affiliated with (15)

← HARRIS | OAKMARKRegistered adviserother investment adviser, bank, common control
factForm ADV
← GATEWAY INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← LOOMIS, SAYLES & COMPANY, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← AEW CAPITAL MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← FLEXSTONE PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LOOMIS, SAYLES & COMPANY, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ HARRIS | OAKMARKRegistered adviserother investment adviser, bank, common control
factForm ADV
→ VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ AEW CAPITAL MANAGEMENT LPRegistered adviserother investment adviser, bank, investment company, common control
factForm ADV
→ GATEWAY INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MIROVA USRegistered adviserother investment adviser, common control
factForm ADV
← MCDONNELL INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← REICH & TANG ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NATIXIS SECURITIES AMERICAS LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (1)

→ EDWARD JONESRegistered adviser2 advisors, team lift out, same day
Jan 5, 2026 to Mar 20, 2026factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
Fredric William Pappas left Natixis Advisors, Llc for Morgan Stanley (registered 2026-08-31)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2026
Regulatory AUM changed
Natixis Advisors, Llc reported RAUM $108.7B, up 27% from $85.2B (2026-01-09 to 2026-03-27)
Form ADVobserved 4 days ago
$23.4B
Occurred
Mar 18, 2026
Advisor changed firm
Joseph Giar left Natixis Advisors, Llc for Touchstone Advisors Inc (registered 2026-03-20)
Form ADVobserved 4 days ago
Occurred
Feb 4, 2026
Advisor changed firm
Zacharias Miller left Natixis Advisors, Llc for Tcw Investment Management Company Llc (registered 2026-03-03)
Form ADVobserved 4 days ago
Occurred
Jan 13, 2026
Advisor changed firm
Michael E Abramo left Natixis Advisors, Llc for Lpl Enterprise, Llc (registered 2026-01-27)
Form ADVobserved 4 days ago
Occurred
Jan 5, 2026
Team lift-out
2 advisors left Natixis Advisors, LLC (San Francisco, CA) for Edward Jones on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 5, 2026
Advisor changed firm
Daniel Robert Price left Natixis Advisors, Llc for Edward Jones (registered 2026-03-20)
Form ADVobserved 4 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Peter Klos left Natixis Advisors, Llc for Edward Jones (registered 2026-02-20)
Form ADVobserved 4 days ago
Occurred
Apr 7, 2025
Regulatory AUM changed
Natixis Advisors, Llc reported RAUM $85.2B, up 34% from $63.8B (2024-06-26 to 2025-04-07)
Form ADVobserved 4 days ago
$21.5B
Occurred
Mar 28, 2025
Advisor changed firm
Quinn O'Connor left Natixis Advisors, Llc for Blackrock Investment Management, Llc (registered 2025-06-05)
Form ADVobserved 4 days ago
Occurred
Feb 19, 2025
Advisor changed firm
Viviana A Vilacha left Natixis Advisors, Llc for Allspring Funds Management, Llc (registered 2025-02-27)
Form ADVobserved 4 days ago
Occurred
Oct 2, 2024
Advisor changed firm
Marina F Destefanis left Natixis Advisors, Llc for Blackrock Investment Management, Llc (registered 2024-10-04)
Form ADVobserved 4 days ago
Occurred
Aug 5, 2024
Advisor changed firm
Emilio Alfredo Ramos left Natixis Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-08-23)
Form ADVobserved 4 days ago
Occurred
Jun 24, 2024
Advisor changed firm
James Burgess Conner left Natixis Advisors, Llc for Tcw Investment Management Company Llc (registered 2024-06-28)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Natixis Advisors, Llc reported RAUM $63.8B, up 38% from $46.2B (2023-05-17 to 2024-03-27)
Form ADVobserved 4 days ago
$17.5B
Occurred
Mar 27, 2024
Control person joined
Robert Daniel Price (Chief Investment Officer (Cio) Overlay Management) appeared on Schedule A of Natixis Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Control person left
James Dan Price (Chief Investment Officer (Cio) Overlay Management) no longer on Schedule A of Natixis Advisors, Llc (listed 2023-05-17, absent 2024-03-27)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2024
Advisor changed firm
Andrea Giganti Brooklier left Natixis Advisors, Llc for Nuveen Asset Management, Llc (registered 2024-04-04)
Form ADVobserved 4 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Kyle Schmidt left Natixis Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2024-03-14)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2023
Advisor changed firm
Manish Giri left Natixis Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2023-09-26)
Form ADVobserved 4 days ago
Occurred
Jul 17, 2023
Advisor changed firm
John Patrick Gavin left Natixis Advisors, Llc for Assetalign (registered 2024-03-26)
Form ADVobserved 4 days ago
Occurred
May 3, 2023
Advisor changed firm
Mark David Hollick left Natixis Advisors, Llc for Payden & Rygel (registered 2023-05-10)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Charles Michael Kardok (Senior Vice President (Svp) & Treasurer (Funds)) no longer on Schedule A of Natixis Advisors, Llc (listed 2022-09-26, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Jason Matthew Block (Senior Vice President (Svp) & Treasurer (Funds)) appeared on Schedule A of Natixis Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Mcwhan Susan Tobin (Executive Vice President (Evp) General Counsel) appeared on Schedule A of Natixis Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
James Dan Price (Chief Investment Officer (Cio) Overlay Management) appeared on Schedule A of Natixis Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 13, 2023
Advisor changed firm
Kevin Truckly left Natixis Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-11-24)
Form ADVobserved 4 days ago
Occurred
Jul 25, 2022
Advisor changed firm
Albert Frederick Barbaro left Natixis Advisors, Llc for American Beacon Advisors, Inc. (registered 2022-09-23)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2022
Advisor changed firm
Mindy Freedman left Natixis Advisors, Llc for Fidelity Institutional Wealth Adviser Llc (registered 2024-05-23)
Form ADVobserved 4 days ago
Occurred
Jul 12, 2022
Advisor changed firm
Bryan Dennis Carpenter left Natixis Advisors, Llc for Allspring Funds Management, Llc (registered 2022-08-31)
Form ADVobserved 4 days ago
Occurred
Apr 14, 2022
Advisor changed firm
Anthony Henriquez left Natixis Advisors, Llc for Fisher Investments (registered 2022-04-30)
Form ADVobserved 4 days ago
Occurred
Apr 11, 2022
Advisor changed firm
Ann Margaret Macagba Bishop left Natixis Advisors, Llc for J.P. Morgan Private Wealth Advisors Llc (registered 2022-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Natixis Advisors, Llc reported RAUM $46.5B, up 33% from $35.1B (2021-08-05 to 2022-03-30)
Form ADVobserved 4 days ago
$11.4B
Occurred
Aug 4, 2021
Succession filed (Item 4)
Natixis Advisors, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2021
Control person left
Lloyd Russell Kane (Executive Vice President (Evp) & General Counsel) no longer on Schedule A of Natixis Advisors, Llc (listed 2021-07-12, absent 2021-08-04)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Natixis Advisors, Llc reported RAUM $35.1B, up 26% from $27.9B (2020-06-08 to 2021-03-30)
Form ADVobserved 4 days ago
$7.1B
Occurred
Mar 30, 2021
Control person left
Daniel Kirk Johnson (Senior Vice President (Svp) & Deputy General Counsel) no longer on Schedule A of Natixis Advisors, Llc (listed 2020-06-08, absent 2021-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Natixis Advisors, Llc reported RAUM $27.9B, up 31% from $21.3B (2019-09-06 to 2020-03-31)
Form ADVobserved 4 days ago
$6.6B
Occurred
Mar 29, 2019
Control person left
Esmeralda Rosa Licea-Mailloux (Senior Vice President (Svp) & Deputy General Counsel) no longer on Schedule A of Natixis Advisors, Llc (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Daniel Kirk Johnson (Senior Vice President (Svp) & Deputy General Counsel) appeared on Schedule A of Natixis Advisors, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:037fee06-665f-bda9-be4d-33247c42485e
First observed: Jan 18, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NATIXIS ADVISORS, LLC

CRD 106800

BOSTON, MA

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ALAINA J Giampapa

n/a

BOSTON, MA

yes

MATTHEW STEPHEN GARZONE

n/a

BOSTON, MA

yes

JAMES COREY HOCK

n/a

BOSTON, MA | Indianapolis, IN

yes

JEFFREY CHARLTON CLOUGH

n/a

BOSTON, MA

yes

JAMES JOSEPH DOLAN

n/a

BOSTON, MA

yes

MICHAEL W SCHMID

n/a

Sparta, NJ | BOSTON, MA

yes

CHRISTOPHER LAWRENCE FULLERTON

n/a

BOSTON, MA | Birmingham, MI

n/a

yes

BRADLEY HOLT GREENE

n/a

BOSTON, MA

yes

JAMES NOLAN

Certified Financial Planner

BOSTON, MA | Needham, MA

n/a

yes

GREGORY V KANARIAN

n/a

BOSTON, MA

yes

DANIEL EISAKU ITANO

n/a

BOSTON, MA | Mansfield, MA

yes

KENNETH A BIRELY

n/a

BOSTON, MA | Dallas, TX

yes

MIKERSON Junior LAURENT

n/a

Seattle, WA | BOSTON, MA

n/a

yes

Alexander Casey Haigis

n/a

Hoover, AL | BOSTON, MA

yes

DAVID THOMAS REILLY

Chartered Financial Analyst

BOSTON, MA

n/a

yes

JOHN ROBERT JANASIEWICZ

Chartered Financial Analyst

BOSTON, MA

Vladislav V Grigorov

Chartered Financial Analyst

BOSTON, MA | Stoneham, MA

n/a

KELSEY LYNN SLONIESKI

n/a

Whitefish Bay, WI | BOSTON, MA

yes

YOUSEF S NAGA

n/a

BOSTON, MA

yes

YI GU

Chartered Financial Analyst

BOSTON, MA

n/a

NATHAN ROBERT STEVENS

Certified Financial Planner

BOSTON, MA | Santa Monica, CA

yes

Alanna Danielle Bollas

n/a

BOSTON, MA

yes

JENNIFER MARIE ROUND

n/a

BOSTON, MA

yes

CHRISTOPHER LINDEN SHARPE

Chartered Financial Analyst

BOSTON, MA

n/a

Codi Smith

n/a

BOSTON, MA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BESSER, WARREN, TAYLOR

EXECUTIVE VICE PRESIDENT (EVP), CHIEF FINANCIAL OFFICER (CFO)

yes

01/2026

Mar 27, 2026

GIUNTA, DAVID, LAWRENCE

PRESIDENT & CHIEF EXECUTIVE OFFICER (CEO) AND BOARD OF MANAGERS MEMBER

yes

01/2008

Mar 27, 2026

GROSS, MARINA, NMN

HEAD NATIXIS INVESTMENT MANAGERS SOLUTIONS

yes

01/2024

Mar 27, 2026

LOUREIRO, ANTHONY, DAVID

SENIOR VICE PRESIDENT (SVP)

yes

11/2004

Mar 27, 2026

NATIXIS INVESTMENT MANAGERS,

LIMITED LIABILITY COMPANY AND

yes

01/2024

Mar 27, 2026

ROSH, MARILYN, VINTON

SENIOR VICE PRESIDENT & CONTROLLER

yes

03/2011

Mar 27, 2026

SHARPE, CHRISTOPHER, LINDEN

CIO NATIXIS INVESTMENT MANAGER SOLUTIONS U.S.

yes

05/2019

Mar 27, 2026

TOBIN, SUSAN, MCWHAN

EXECUTIVE VICE PRESIDENT (EVP) GENERAL COUNSEL

yes

08/2022

Mar 27, 2026

VALLON, DAVID, ANTHONY

SENIOR VICE PRESIDENT (SVP) & CHIEF COMPLIANCE OFFICER (CCO) - ADVISOR

yes

04/2007

Mar 27, 2026

YIP, MICHAEL, LICHAN

CHIEF INVESTMENT OFFICER, DIRECT INDEXING

yes

01/2025

Mar 27, 2026

Block, Matthew, Jason

SENIOR VICE PRESIDENT (SVP) & TREASURER (FUNDS)

yes

07/2022

Mar 31, 2023

Jun 26, 2024

Bpce

Shareholder

yes

07/2009

Jan 18, 2012

Jun 26, 2024

MAEDA, KEVIN, HIROSHI

CHIEF INVESTMENT OFFICER, DIRECT INDEXING

yes

07/2021

Jan 18, 2012

Jun 26, 2024

Natixis

Shareholder

yes

09/2011

Jan 18, 2012

Jun 26, 2024

NATIXIS INVESTMENT MANAGERS

Shareholder

yes

08/2004

Dec 20, 2017

Jun 26, 2024

NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1

Member

yes

06/2005

Dec 20, 2017

Jun 26, 2024

NATIXIS INVESTMENT MANAGERS, LLC

LIMITED LIABILITY COMPANY AND SOLE MEMBER

yes

01/2024

Dec 20, 2017

Jun 26, 2024

OVERWAY, CURTIS, LEE

CO-HEAD NATIXIS INVESTMENT MANAGERS SOLUTIONS

yes

07/2021

Jan 18, 2012

Jun 26, 2024

PAOLETTI, STACIE, DENISE

SVP, CHIEF OPERATING OFFICER OF NATIXIS INVESTMENT MANAGERS SOLUTIONS

yes

07/2021

Jan 18, 2012

Jun 26, 2024

PINASMITH, BEATRIZ, ANA

EXECUTIVE VICE PRESIDENT (EVP), TREASURER & CHIEF FINANCIAL OFFICER (CFO)

yes

03/2008

Jan 18, 2012

Jun 26, 2024

PRICE, DANIEL, ROBERT

CHIEF INVESTMENT OFFICER (CIO) OVERLAY MANAGEMENT

yes

08/2021

Mar 27, 2024

Jun 26, 2024

WARD, ERIC, NORMAN

BOARD OF MANAGERS MEMBER

07/2021

Mar 27, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOOMIS, SAYLES & COMPANY, L.P.

n/a

Other adviser

$387B

yes

n/a

HARRIS ASSOCIATES LP

n/a

Asset manager

$109B

yes

n/a

MIROVA US LLC

n/a

Asset manager

$14B

yes

n/a

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

n/a

Other adviser

$12B

yes

n/a

GATEWAY INVESTMENT ADVISERS, LLC

n/a

Other adviser

$12B

yes

n/a

AEW CAPITAL MANAGEMENT LP

n/a

Other adviser

$3.0B

yes

n/a

DNCA FINANCE

n/a

yes

n/a

FLEXSTONE PARTNERS SAS

n/a

yes

n/a

INVESTORS MUTUAL LIMITED

n/a

yes

n/a

LOOMIS SAYLES DISTRIBUTORS, L.P.

n/a

yes

n/a

MV CREDIT PARTNERS LLP

n/a

yes

n/a

NATIXIS DISTRIBUTION, LLC

n/a

yes

n/a

NAXICAP PARTNERS

n/a

yes

n/a

VAUBAN INFRASTRUCTURE PARTNERS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$109B

412

n/a

2024

Apr 7, 2025

$85B

426

n/a

2023

Mar 27, 2024

$64B

369

n/a

2022

Mar 31, 2023

$46B

433

n/a

2021

Mar 30, 2022

$47B

411

n/a

2020

Mar 30, 2021

$35B

443

n/a

2019

Mar 31, 2020

$28B

446

n/a

2018

Mar 29, 2019

$21B

445

n/a

2017

Mar 29, 2018

$22B

441

n/a

2016

Mar 29, 2017

$18B

453

n/a

2015

Mar 31, 2016

$16B

473

n/a

2014

Mar 30, 2015

$14B

433

n/a

2013

Mar 28, 2014

$9.7B

$9.1B

423

n/a

2012

Mar 21, 2013

$6.7B

$6.2B

396

n/a

2011

Mar 28, 2012

$6.1B

$4.7B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$109B

$85B

27.5%

$46B

33.0%

412

426

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EDWARD JONES

Jan 5, 2026

Mar 20, 2026

SAN FRANCISCO, CA

Team lift out

Ibd to ibd

3.4%

EDWARD JONES

Jul 17, 2017

Dec 12, 2017

BOSTON, MA

Team lift out

Other

6.1%