DFX Intelligence
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Reading the graph
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Advisor at C••••• • A••••••••• I•••
Matawan, NJ | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• • A••••••••• I••• | Independent wealth | Sep 15, 2025 | n/a | yes | TAMPA, FL|TAMPA, FL|Matawan, NJ | Current employment |
| S••• W••••• A••••••• | Former SEC adviser | Jun 13, 2025 | Sep 5, 2025 | no | Manalapan, NJ|BOCA RATON, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••• W••••• A••••••• | C••••• • A••••••••• I••• | Sep 5, 2025 | Sep 15, 2025 | 10 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | S••• W••••• A••••••• | May 23, 2024 | Jun 13, 2025 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 15, 2015 | May 23, 2024 | no | RED BANK, NJ|PENNINGTON, NJ|ISELIN, NJ|EAST BRUNSWICK, NJ|PENNINGTON, NJ | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jun 20, 2013 | Jul 17, 2014 | no | MOUNT LAUREL, NJ | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 1, 2005 | Jun 18, 2013 | no | CRANFORD, NJ|RED BANK, NJ|OCEANPORT, NJ|CRANFORD, NJ|SPRINGFIELD, MA|SPRINGFIELD, MA|BALTIMORE, MD|CRANFORD, NJ | Previous registration |
| M•••••• I••••••••• F••• S••••••• L•• | n/a | Nov 12, 2004 | Dec 31, 2005 | no | WOODBRIDGE, NJ | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 10, 2003 | May 26, 2004 | no | LAKEWOOD, NJ | Previous registration |
| 386 |
| Firm change |
| Wirehouse to new firm |
| V•••• F•••••••• A•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 17, 2014 | Apr 15, 2015 | 272 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | V•••• F•••••••• A•••••••• I••• | Jun 18, 2013 | Jun 20, 2013 | 2 | Firm change | Other |
| M•••••• I••••••••• F••• S••••••• L•• | M•• F•••••••• S•••••••• I••• | Dec 31, 2005 | Dec 1, 2005 | -30 | Bulk transfer | Other |
| U•• F•••••••• S••••••• I••• | M•••••• I••••••••• F••• S••••••• L•• | May 26, 2004 | Nov 12, 2004 | 170 | Firm change | Other |