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Advisor at GGM FINANCIAL LLC
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GGM FINANCIAL LLC | Independent wealth | Sep 29, 2023 | n/a | yes | COLUMBUS, OH | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 18, 2023 | Oct 2, 2023 | no | COLUMBUS, OH | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Jan 20, 2011 | Oct 18, 2013 | no | Miamisburg, OH|COLUMBUS, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Dec 8, 2010 | no | Columbus, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 8, 2002 | Jun 1, 2009 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | GGM FINANCIAL LLC | Oct 2, 2023 | Sep 29, 2023 | -3 | Firm change | Ibd to new firm |
| ROBERT W. BAIRD & CO. INCORPORATED | COMMONWEALTH FINANCIAL NETWORK | Oct 18, 2013 | May 18, 2023 | 3,499 | Firm change after gap | Other |
| MORGAN STANLEY | ROBERT W. BAIRD & CO. INCORPORATED | Dec 8, 2010 | Jan 20, 2011 | 43 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:327008:OH:2023-10-02 | Oct 2, 2023 | Sep 29, 2023 | COLUMBUS, OH | Firm change |